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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEAEW
401
DELISTED
AltEnergy Acquisition Corp Warrant
AEAEW
$73K ﹤0.01%
+455,100
New +$82.1K
PGRWW
402
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$71K ﹤0.01%
822,751
– –
RDW.WS
403
DELISTED
Redwire Corporation Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
RDW.WS
$70K ﹤0.01%
202,479
– –
GGAAW
404
DELISTED
Genesis Growth Tech Acquisition Corp. Warrant
GGAAW
$70K ﹤0.01%
+349,200
New +$115K
ML.WS
405
DELISTED
MoneyLion Inc. Warrants, each whole warrant exercisable 1/30th of a share of Class A common stock at an exercise price of $345.00 per whole share
ML.WS
$68K ﹤0.01%
566,000
– –
JCICW
406
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$68K ﹤0.01%
260,118
– –
LSEAW
407
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$67K ﹤0.01%
425,731
– –
BURU.WS
408
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$64K ﹤0.01%
975,896
– –
BGRYW
409
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
$64K ﹤0.01%
351,873
– –
DRTSW icon
410
Alpha Tau Medical Warrant
DRTSW
$53.6M
$62K ﹤0.01%
138,341
-100
-0.1% -$59
TRAQ.WS
411
DELISTED
Trine II Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRAQ.WS
$61K ﹤0.01%
+550,000
New +$84.7K
FAZEW
412
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$59K ﹤0.01%
108,715
-82,951
-43% -$88.3K
BZFDW icon
413
BuzzFeed Inc Warrant
BZFDW
$828K
$58K ﹤0.01%
356,587
– –
CMPOW
414
DELISTED
CompoSecure Inc Warrant
CMPOW
$58K ﹤0.01%
79,500
– –
HPX.WS
415
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$58K ﹤0.01%
242,800
– –
SPIR.WS
416
DELISTED
Spire Global, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per whole share
SPIR.WS
$57K ﹤0.01%
455,911
– –
ICNC.WS
417
DELISTED
Iconic Sports Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ICNC.WS
$54K ﹤0.01%
+455,128
New +$67K
FSSIW
418
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$54K ﹤0.01%
673,439
– –
CCAIW
419
DELISTED
Cascadia Acquisition Corp. Warrant
CCAIW
$52K ﹤0.01%
542,500
– –
PIIIW icon
420
P3 Health Partners Inc Warrant
PIIIW
$126K
$51K ﹤0.01%
72,700
– –
SEPAW
421
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$51K ﹤0.01%
850,000
– –
HLGN.WS
422
DELISTED
Heliogen, Inc. Redeemable Warrants, Each whole warrant is exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
HLGN.WS
$51K ﹤0.01%
233,177
– –
GCTS.WS
423
GCT Semiconductor Holding Warrants
GCTS.WS
$14.4M
$50K ﹤0.01%
+330,000
New +$58K
BOXD.WS
424
DELISTED
Boxed, Inc. Warrants, each whole warrant exercisable to purchase one share of Common Stock at an exercise price of $11.50 per share
BOXD.WS
$49K ﹤0.01%
563,103
– –
LLAP.WS
425
DELISTED
Terran Orbital Corporation Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
LLAP.WS
$47K ﹤0.01%
232,957
– –
15 16
17
18 19

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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.