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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADSEW icon
401
ADS-TEC Energy Warrant
ADSEW
$6.47M
$349K 0.02%
+299,680
New +$386K
GCMGW
402
DELISTED
GCM Grosvenor Inc Warrant
GCMGW
$345K 0.02%
224,699
– –
SCAQW
403
DELISTED
Stratim Cloud Acquisition Corp. Warrant
SCAQW
$343K 0.02%
+581,989
New +$373K
ASAQ
404
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$343K 0.02%
34,998
– –
ML.WS
405
DELISTED
MoneyLion Inc. Warrants, each whole warrant exercisable 1/30th of a share of Class A common stock at an exercise price of $345.00 per whole share
ML.WS
$342K 0.02%
566,000
– –
FRON
406
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
$342K 0.02%
34,996
– –
SRSAW
407
DELISTED
Sarissa Capital Acquisition Corp. Warrants
SRSAW
$326K 0.02%
368,860
– –
EBACU
408
DELISTED
European Biotech Acquisition Corp. Units
EBACU
$318K 0.02%
32,046
– –
CORZW
409
DELISTED
Core Scientific, Inc. Warrant
CORZW
$318K 0.02%
96,483
+1,209
+1% +$4.39K
BGRYW
410
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
$313K 0.02%
351,873
– –
IPVI
411
DELISTED
InterPrivate IV InfraTech Partners Inc. Class A Common Stock
IPVI
$312K 0.02%
31,965
– –
CDRO icon
412
Codere Online
CDRO
$422M
$305K 0.02%
+50,708
New +$339K
COVAW
413
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$300K 0.01%
606,170
– –
GFX.WS
414
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
$299K 0.01%
474,999
– –
TRITW
415
DELISTED
Triterras, Inc. Warrant
TRITW
$298K 0.01%
913,347
– –
MSPRZ
416
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$296K 0.01%
548,374
– –
SCLE
417
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
$296K 0.01%
29,996
– –
CCAIW
418
DELISTED
Cascadia Acquisition Corp. Warrant
CCAIW
$293K 0.01%
+542,500
New +$292K
ZFOXW
419
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$288K 0.01%
424,230
+100,000
+31% +$72.5K
BKSY.WS icon
420
BlackSky Technology Inc Warrants
BKSY.WS
$552K
$283K 0.01%
536,430
– –
FAZEW
421
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$278K 0.01%
191,666
– –
CLVRW
422
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$272K 0.01%
584,999
– –
ETWO.WS
423
DELISTED
E2open Parent Holdings, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
ETWO.WS
$269K 0.01%
93,243
– –
CVIIU
424
DELISTED
Churchill Capital Corp VII Units
CVIIU
$263K 0.01%
26,267
– –
ESM.U
425
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
$263K 0.01%
26,396
– –
15 16
17
18 19

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.