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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZFOXW
401
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$190K 0.01%
324,230
– –
BNZIW icon
402
Banzai International Warrant
BNZIW
$144K
$189K 0.01%
325,000
– –
LEV.WS
403
DELISTED
The Lion Electric Company Redeemable Warrants, each whole warrant entitles the holder to purchase one Common Share at a price of $11.50 per share
LEV.WS
$188K 0.01%
52,561
– –
BSN.WS
404
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
$188K 0.01%
175,235
– –
DAVEW icon
405
Dave Inc Warrants
DAVEW
$27.1M
$187K 0.01%
111,974
– –
MSDAW
406
DELISTED
MSD Acquisition Corp. Warrant
MSDAW
$187K 0.01%
162,321
– –
EJFAW
407
DELISTED
EJF Acquisition Corp. Warrant
EJFAW
$180K 0.01%
113,332
+80,000
+240% +$74.3K
OPFI.WS
408
DELISTED
OppFi Inc Warrants
OPFI.WS
$179K 0.01%
+118,011
New +$184K
GSQD
409
DELISTED
G Squared Ascend I Inc.
GSQD
$179K 0.01%
18,151
+4,110
+29% +$40.1K
BSKYU
410
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
$179K 0.01%
17,976
– –
HCCCW
411
DELISTED
Healthcare Capital Corp. Warrant
HCCCW
$178K 0.01%
273,216
– –
CMAXW
412
DELISTED
CareMax, Inc. Warrant
CMAXW
$178K 0.01%
63,483
-108,438
-63% -$315K
IRAAW
413
DELISTED
Iris Acquisition Corp Warrant
IRAAW
$176K 0.01%
+193,796
New +$205K
NMMCW
414
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$170K 0.01%
194,123
– –
ALTUW
415
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$168K 0.01%
255,046
– –
SPAQ.WS
416
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$165K 0.01%
150,747
+100,748
+202% +$118K
SCVX.WS
417
DELISTED
SCVX Corp.
SCVX.WS
$165K 0.01%
215,000
– –
ATMR.WS
418
DELISTED
Altimar Acquisition Corp II Warrants
ATMR.WS
$160K 0.01%
152,523
– –
JCICW
419
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$159K 0.01%
260,118
– –
LJAQW
420
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$157K 0.01%
+295,860
New +$197K
PV.WS
421
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$157K 0.01%
185,137
– –
COLIW
422
DELISTED
Colicity Inc. Warrant
COLIW
$154K 0.01%
188,773
– –
ACHR.WS icon
423
Archer Aviation Redeemable Warrants
ACHR.WS
$15M
$152K 0.01%
+95,235
New +$160K
BNAIW
424
Brand Engagement Network Warrant
BNAIW
$1.81M
$151K 0.01%
218,790
+13,466
+7% +$13K
ENJYW
425
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
$149K 0.01%
111,376
-100
-0.1% -$101
15 16
17
18 19

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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.