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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHICW
401
DELISTED
Population Health Investment Co., Inc. Warrant
PHICW
$177K 0.01%
+166,666
New +$281K
MOTV.WS
402
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
$176K 0.01%
+200,000
New +$320K
EPWR.WS
403
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$175K 0.01%
+349,999
New +$222K
HCCCW
404
DELISTED
Healthcare Capital Corp. Warrant
HCCCW
$173K 0.01%
+274,999
New +$188K
PGRWW
405
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$167K 0.01%
+362,249
New +$187K
HZON
406
DELISTED
Horizon Acquisition Corporation II
HZON
$163K 0.01%
+16,000
New +$170K
SBG.WS
407
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
$163K 0.01%
161,316
– –
FCACW
408
DELISTED
Falcon Capital Acquisition Corp. Warrant
FCACW
$159K 0.01%
107,499
+50,000
+87% +$111K
ZFOXW
409
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$151K 0.01%
+225,000
New +$296K
PICC.U
410
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$150K 0.01%
+15,000
New +$154K
TEKKW
411
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$149K 0.01%
+157,170
New +$260K
ELMS
412
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
$148K 0.01%
14,824
-306,620
-95% -$3.59M
CCX.WS
413
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$147K 0.01%
100,000
– –
ADEX.WS
414
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$144K 0.01%
+287,499
New +$186K
VCVCW
415
DELISTED
10X Capital Venture Acquisition Corp Warrant
VCVCW
$143K 0.01%
+91,611
New +$233K
TALKW
416
DELISTED
Talkspace Inc Warrant
TALKW
$141K 0.01%
97,500
– –
TWCTW
417
DELISTED
TWC Tech Holdings II Corp. Warrant
TWCTW
$140K 0.01%
133,399
– –
ADERW
418
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$138K 0.01%
+174,999
New +$161K
JCICW
419
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$138K 0.01%
+260,118
New +$179K
PIPP.WS
420
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$135K 0.01%
+93,166
New +$244K
FUSE.WS
421
DELISTED
Fusion Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common st
FUSE.WS
$135K 0.01%
116,000
– –
CCV.WS
422
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
$131K 0.01%
+101,249
New +$252K
NBA.WS
423
DELISTED
New Beginnings Acquisition Corp. Redeemable Warrants, each warrant exercisable for one share of Comm
NBA.WS
$127K 0.01%
200,000
– –
MUDSW
424
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
$126K 0.01%
+200,000
New +$200K
EUSGW
425
DELISTED
European Sustainable Growth Acquisition Corp. Warrant
EUSGW
$124K 0.01%
+206,487
New +$183K
15 16
17
18 19

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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.