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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRT icon
376
Marti Technologies
MRT
$145M
$126K 0.01%
+12,600
New +$125K
BHACW
377
DELISTED
Focus Impact BH3 Acquisition Company Warrants
BHACW
$124K 0.01%
+990,000
New +$150K
EVTL.WS
378
DELISTED
Vertical Aerospace Ltd. Warrants, each whole warrant exercisable for 1/10th of an ordinary share at an exercise price of $115.00 per share
EVTL.WS
$122K 0.01%
168,852
-6,383
-4% -$3.41K
VLD.WS
379
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$120K 0.01%
151,192
– –
NNAVW
380
DELISTED
NextNav Inc Warrant
NNAVW
$118K 0.01%
226,787
– –
BNNR
381
DELISTED
Banner Acquisition Corp. Class A Common Stock
BNNR
$110K 0.01%
+11,100
New +$110K
SUNL.WS
382
DELISTED
Sunlight Financial Holdings, Inc. Warrants, exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SUNL.WS
$109K 0.01%
848,016
– –
EDNCW
383
DELISTED
Endurance Acquisition Corp. Warrant
EDNCW
$108K 0.01%
490,000
– –
UP.WS
384
DELISTED
Wheels Up Experience Inc. Redeemable Warrants, each warrant exercisable for 1/10th of a share of Common Stock at an exercise price of $115.00 per whole share of Common Stock
UP.WS
$105K 0.01%
680,800
– –
DTRTW
385
DELISTED
DTRT Health Acquisition Corp. Warrant
DTRTW
$100K 0.01%
+500,000
New +$32.4K
CDROW icon
386
Codere Online Luxembourg Warrants
CDROW
$99K 0.01%
371,933
– –
SLND.WS icon
387
Southland Holdings Warrants
SLND.WS
$99K 0.01%
279,137
– –
NSTB
388
DELISTED
Northern Star Investment Corp. II
NSTB
$99K 0.01%
10,000
– –
CLIM
389
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$99K 0.01%
10,000
– –
DGNU
390
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$98K 0.01%
10,000
– –
CMAXW
391
DELISTED
CareMax, Inc. Warrant
CMAXW
$95K 0.01%
51,921
– –
ETWO.WS
392
DELISTED
E2open Parent Holdings, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
ETWO.WS
$93K 0.01%
93,243
– –
OPAD.WS
393
DELISTED
Offerpad Solutions Inc. Warrants, Every 15 warrants will be exercisable for one share of Class A Common Stock at an exercise price of $172.50 per share of Class A Common Stock
OPAD.WS
$92K 0.01%
542,937
– –
ALTIW
394
DELISTED
AlTi Global Inc Warrant
ALTIW
$91K 0.01%
329,025
– –
ZFOXW
395
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$85K ﹤0.01%
424,230
– –
PGSS.WS
396
DELISTED
Pegasus Digital Mobility Acquisition Corp. Redeemable Warrants
PGSS.WS
$85K ﹤0.01%
+423,426
New +$121K
GGROW
397
Gogoro Inc Warrant
GGROW
$83K ﹤0.01%
126,242
– –
CBRGW
398
DELISTED
Chain Bridge I Warrants
CBRGW
$83K ﹤0.01%
+612,499
New +$89.8K
IRRX.WS
399
DELISTED
Integrated Rail and Resources Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
IRRX.WS
$81K ﹤0.01%
+940,000
New +$181K
LCAHW
400
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$76K ﹤0.01%
508,958
– –
14 15
16
17 18

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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.