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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDBXW
376
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$439K 0.02%
430,300
-150,000
-26% -$234K
FSSIW
377
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$411K 0.02%
673,439
– –
NUVB.WS
378
DELISTED
Nuvation Bio Inc Warrants
NUVB.WS
$408K 0.02%
215,426
– –
HCARW
379
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$408K 0.02%
791,839
– –
GTPB
380
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
$404K 0.02%
41,000
– –
BLTSW
381
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$404K 0.02%
507,874
– –
PGRWW
382
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$403K 0.02%
822,751
– –
BWAC
383
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$402K 0.02%
39,553
-222
-0.6% -$2.25K
RDW.WS
384
DELISTED
Redwire Corporation Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
RDW.WS
$401K 0.02%
202,479
– –
TACA.WS
385
DELISTED
Trepont Acquisition Corp I Redeemable Warrants, each whole warrant exercisable for one Class A ordin
TACA.WS
$399K 0.02%
699,998
– –
BTAQW
386
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$398K 0.02%
704,936
-609,270
-46% -$443K
ETACW
387
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$393K 0.02%
701,733
– –
CXAIW icon
388
CXApp Inc Warrant
CXAIW
$961K
$388K 0.02%
832,903
– –
NNAVW
389
DELISTED
NextNav Inc Warrant
NNAVW
$384K 0.02%
+226,787
New +$343K
MBAC.WS
390
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
$383K 0.02%
330,096
-94,975
-22% -$126K
AVAN.WS
391
DELISTED
Avanti Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AVAN.WS
$380K 0.02%
641,188
– –
SEPAW
392
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$377K 0.02%
+850,000
New +$424K
GETR
393
DELISTED
Getaround, Inc.
GETR
$376K 0.02%
38,820
– –
MAPSW
394
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
$372K 0.02%
282,923
– –
SEATW icon
395
Vivid Seats Inc Warrant
SEATW
$369K 0.02%
+130,293
New +$392K
CLBTW
396
DELISTED
Cellebrite DI Ltd. Warrants
CLBTW
$369K 0.02%
210,918
– –
ALTIW
397
DELISTED
AlTi Global Inc Warrant
ALTIW
$365K 0.02%
329,025
-4,308
-1% -$5.03K
SKYAW
398
DELISTED
Skydeck Acquisition Corp. Warrants
SKYAW
$357K 0.02%
444,785
– –
BRD.U
399
DELISTED
Beard Energy Transition Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
BRD.U
$354K 0.02%
+35,000
New +$352K
CDROW icon
400
Codere Online Luxembourg Warrants
CDROW
$5.77M
$350K 0.02%
+371,933
New +$392K
14 15
16
17 18

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.