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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THCAW
376
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$251K 0.01%
371,460
– –
MOTV.WS
377
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
$250K 0.01%
200,000
– –
AEVAW
378
DELISTED
Aeva Technologies Warrants
AEVAW
$248K 0.01%
122,252
-123,708
-50% -$316K
TCVA
379
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$245K 0.01%
25,000
– –
AEACW
380
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$244K 0.01%
368,749
– –
PUCKW
381
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$243K 0.01%
+425,000
New +$268K
TCACW
382
DELISTED
Tuatara Capital Acquisition Corporation Warrant
TCACW
$239K 0.01%
+425,730
New +$337K
KSICW
383
DELISTED
Kadem Sustainable Impact Corporation Warrant
KSICW
$236K 0.01%
475,000
– –
CORZW
384
DELISTED
Core Scientific, Inc. Warrant
CORZW
$236K 0.01%
95,274
-4,725
-5% -$9.05K
ELMSW
385
DELISTED
Electric Last Mile Solutions, Inc. Warrant
ELMSW
$234K 0.01%
139,420
-27,245
-16% -$48.8K
TWNT.WS
386
DELISTED
Tailwind Two Acquisition Corp. Redeemable warrants included as part of the units, each whole warrant
TWNT.WS
$234K 0.01%
236,365
– –
IIAC.WS
387
DELISTED
Investindustrial Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class
IIAC.WS
$234K 0.01%
181,324
+126,667
+232% +$158K
SNRHW
388
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$232K 0.01%
342,223
– –
JWSM.WS
389
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$226K 0.01%
196,549
– –
EPHYW
390
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$214K 0.01%
242,884
– –
HHLA.WS
391
DELISTED
HH&L Acquisition Co. Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HHLA.WS
$212K 0.01%
456,794
– –
MDH.WS
392
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$210K 0.01%
382,053
– –
SDACW
393
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$207K 0.01%
+306,619
New +$246K
OTMOW
394
DELISTED
Otonomo Technologies Ltd. Warrant
OTMOW
$206K 0.01%
+256,000
New +$249K
EPWR.WS
395
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$205K 0.01%
349,999
– –
CTV
396
DELISTED
Innovid Corp.
CTV
$198K 0.01%
19,984
– –
VELO
397
DELISTED
Velocity Acquisition Corp. Class A Common Stock
VELO
$197K 0.01%
19,995
– –
GTPA
398
DELISTED
Gores Technology Partners, Inc. Class A Common Stock
GTPA
$196K 0.01%
20,000
– –
CTAQW
399
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$195K 0.01%
300,000
– –
TMAC
400
DELISTED
The Music Acquisition Corporation
TMAC
$194K 0.01%
19,998
– –
14 15
16
17 18

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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.