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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEACW
376
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$236K 0.01%
+368,749
New +$262K
LIVKW
377
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$228K 0.01%
400,000
– –
GLEO.WS
378
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$223K 0.01%
417,086
– –
QSIAW
379
DELISTED
Quantum-Si Inc Warrant
QSIAW
$218K 0.01%
66,666
– –
SWETW
380
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$215K 0.01%
+399,999
New +$299K
NMMCW
381
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$214K 0.01%
194,123
– –
CEREW
382
DELISTED
Cerevel Therapeutics Holdings, Inc. Warrant
CEREW
$213K 0.01%
49,052
– –
FGNA.WS
383
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
$211K 0.01%
140,000
– –
SCVX.WS
384
DELISTED
SCVX Corp.
SCVX.WS
$206K 0.01%
215,000
– –
IACB.U
385
DELISTED
ION Acquisition Corp 2 Ltd. Units, each consisting of one Class A ordinary share and one-eighth of o
IACB.U
$203K 0.01%
+20,000
New +$212K
STWOW
386
DELISTED
ACON S2 Acquisition Corp Warrant
STWOW
$203K 0.01%
223,417
– –
HOFVW
387
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$200K 0.01%
120,619
-61,682
-34% -$46.4K
EPHYW
388
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$200K 0.01%
+242,884
New +$256K
GTPAU
389
DELISTED
Gores Technology Partners, Inc. Units
GTPAU
$200K 0.01%
+20,000
New +$203K
ETWO.WS
390
DELISTED
E2open Parent Holdings, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
ETWO.WS
$199K 0.01%
+93,243
New +$187K
VELOU
391
DELISTED
Velocity Acquisition Corp. Units
VELOU
$197K 0.01%
+20,000
New +$200K
TMAC
392
DELISTED
The Music Acquisition Corporation
TMAC
$196K 0.01%
+19,998
New +$194K
SPFR.WS
393
DELISTED
Jaws Spitfire Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Cl
SPFR.WS
$196K 0.01%
+100,000
New +$248K
HPX.WS
394
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$195K 0.01%
242,800
– –
ORGNW
395
DELISTED
Origin Materials Inc Warrants
ORGNW
$193K 0.01%
112,137
– –
HAACW
396
DELISTED
Health Assurance Acquisition Corp. Warrants
HAACW
$191K 0.01%
+75,000
New +$255K
AVAN
397
DELISTED
Avanti Acquisition Corp.
AVAN
$186K 0.01%
19,014
– –
BZFDW icon
398
BuzzFeed Inc Warrant
BZFDW
$840K
$185K 0.01%
+221,163
New +$196K
LEGOW
399
DELISTED
Legato Merger Corp. Warrant
LEGOW
$180K 0.01%
+375,000
New +$213K
RCHGW
400
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$178K 0.01%
230,000
-20,000
-8% -$25.8K
14 15
16
17 18

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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.