CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
-3.11%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.72B
AUM Growth
+$75.5M
Cap. Flow
-$362M
Cap. Flow %
-21.05%
Top 10 Hldgs %
26.94%
Holding
661
New
373
Increased
16
Reduced
43
Closed
94

Top Buys

1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
$19.9M
2
CXAI icon
CXApp
CXAI
$18.4M
3
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$16.1M
4
SUNL
Sunlight Financial Holdings, Inc.
SUNL
$15.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
$15.1M

Top Sells

1
KINZU
KINS Technology Group Inc. Unit
KINZU
$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
$14.9M

Sector Composition

1 Financials 29.64%
2 Industrials 5.11%
3 Technology 4.43%
4 Healthcare 3.07%
5 Consumer Discretionary 2.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TMTSW
376
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$256K 0.01%
400,000
– –
SOFIW
377
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$253K 0.01%
46,134
– –
CTAQW
378
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$249K 0.01%
+300,000
New +$249K
BNZIW icon
379
Banzai International, Inc. Warrant
BNZIW
$297K
$247K 0.01%
+325,000
New +$247K
EVGOW icon
380
EVgo Inc. Warrants
EVGOW
$2.88M
$246K 0.01%
75,329
+12,830
+21% +$41.9K
ATMR.WS
381
DELISTED
Altimar Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A Ordinary Share
ATMR.WS
$238K 0.01%
+152,523
New +$238K
AEACW
382
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$236K 0.01%
+368,749
New +$236K
LIVKW
383
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$228K 0.01%
400,000
– –
GLEO.WS
384
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$223K 0.01%
417,086
– –
QSIAW
385
Quantum-Si Incorporated Warrant
QSIAW
$69.7M
$218K 0.01%
66,666
– –
SWETW
386
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$215K 0.01%
+399,999
New +$215K
NMMCW
387
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$214K 0.01%
194,123
– –
CEREW
388
DELISTED
Cerevel Therapeutics Holdings, Inc. Warrant
CEREW
$213K 0.01%
49,052
– –
FGNA.WS
389
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
$211K 0.01%
140,000
– –
SCVX.WS
390
DELISTED
SCVX Corp.
SCVX.WS
$206K 0.01%
215,000
– –
IACB.U
391
DELISTED
ION Acquisition Corp 2 Ltd. Units, each consisting of one Class A ordinary share and one-eighth of o
IACB.U
$203K 0.01%
+20,000
New +$203K
STWOW
392
DELISTED
ACON S2 Acquisition Corp. Warrant
STWOW
$203K 0.01%
223,417
– –
HOFVW
393
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$200K 0.01%
120,619
-61,682
-34% -$102K
EPHYW
394
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$200K 0.01%
+242,884
New +$200K
GTPAU
395
DELISTED
Gores Technology Partners, Inc. Units
GTPAU
$200K 0.01%
+20,000
New +$200K
ETWO.WS
396
DELISTED
E2open Parent Holdings, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
ETWO.WS
$199K 0.01%
+93,243
New +$199K
VELOU
397
DELISTED
Velocity Acquisition Corp. Units
VELOU
$197K 0.01%
+20,000
New +$197K
TMAC
398
DELISTED
The Music Acquisition Corporation
TMAC
$196K 0.01%
+19,998
New +$196K
SPFR.WS
399
DELISTED
Jaws Spitfire Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Cl
SPFR.WS
$196K 0.01%
+100,000
New +$196K
HPX.WS
400
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$195K 0.01%
242,800
– –
14 15
16
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