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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVIIU
351
DELISTED
Churchill Capital Corp VII Units
CVIIU
$259K 0.01%
26,267
– –
PDYNW icon
352
Palladyne AI Corp Warrants
PDYNW
$280K
$256K 0.01%
948,762
– –
WRAC
353
DELISTED
Williams Rowland Acquisition Corp.
WRAC
$252K 0.01%
+25,000
New +$251K
GIACW
354
DELISTED
Gesher I Acquisition Corp. Warrants
GIACW
$249K 0.01%
424,826
– –
TCVA
355
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$245K 0.01%
25,000
– –
IONQ.WS
356
IonQ Inc Warrants
IONQ.WS
$5.92B
$242K 0.01%
223,369
– –
HWELW
357
DELISTED
Healthwell Acquisition Corp. I Warrant
HWELW
$237K 0.01%
1,197,492
+22,492
+2% +$4.25K
CANO.WS
358
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$235K 0.01%
89,845
– –
ASTLW icon
359
Algoma Steel Group Warrant
ASTLW
$116K
$233K 0.01%
240,238
– –
ASBP
360
Aspire Biopharma
ASBP
$8.7M
$203K 0.01%
+17
New +$205K
VELO
361
DELISTED
Velocity Acquisition Corp. Class A Common Stock
VELO
$197K 0.01%
19,995
– –
GTPA
362
DELISTED
Gores Technology Partners, Inc. Class A Common Stock
GTPA
$197K 0.01%
20,000
– –
TMAC
363
DELISTED
The Music Acquisition Corporation
TMAC
$197K 0.01%
19,998
– –
MKTW icon
364
MarketWise
MKTW
$53.1M
$191K 0.01%
+4,198
New +$248K
SWSSU
365
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
$186K 0.01%
37,244
– –
HLLY.WS
366
DELISTED
Holley Inc Warrants
HLLY.WS
$184K 0.01%
291,793
-22,954
-7% -$36.2K
GSQD
367
DELISTED
G Squared Ascend I Inc.
GSQD
$180K 0.01%
18,151
– –
BSKYU
368
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
$176K 0.01%
17,976
– –
AGILW
369
DELISTED
AgileThought Inc Warrant
AGILW
$160K 0.01%
380,000
– –
CLBTW
370
DELISTED
Cellebrite DI Ltd. Warrants
CLBTW
$158K 0.01%
210,918
– –
ADNWW
371
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$156K 0.01%
282,498
– –
GTACU
372
DELISTED
Global Technology Acquisition Corp. I Unit
GTACU
$151K 0.01%
15,000
– –
RBOT.WS
373
DELISTED
Vicarious Surgical Inc Warrants
RBOT.WS
$141K 0.01%
311,166
– –
CDRO icon
374
Codere Online
CDRO
$422M
$137K 0.01%
50,708
– –
GCMGW
375
DELISTED
GCM Grosvenor Inc Warrant
GCMGW
$135K 0.01%
224,699
– –
13 14
15
16 17

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AGP
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MWM
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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.