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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAAQU
351
DELISTED
Mana Capital Acquisition Corp. Unit
MAAQU
$512K 0.03%
+50,000
New +$512K
RRAC.U
352
DELISTED
Rigel Resource Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one redeemable warrant
RRAC.U
$507K 0.03%
+50,000
New +$504K
DPCSU
353
DELISTED
DP Cap Acquisition Corp I Unit
DPCSU
$506K 0.03%
+50,000
New +$505K
CCTSU
354
DELISTED
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
$505K 0.03%
+50,000
New +$504K
TMPOW
355
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$503K 0.03%
745,738
– –
JATT.U
356
DELISTED
JATT Acquisition Corp Units, each consisting of one Class A ordinary share, and one-half of one redeemable warrant
JATT.U
$502K 0.03%
50,000
– –
NPWR icon
357
NET Power
NPWR
$120M
$500K 0.02%
+49,996
New +$500K
XPDBU
358
DELISTED
Power & Digital Infrastructure Acquisition II Corp. Unit
XPDBU
$496K 0.02%
+49,000
New +$498K
OACB
359
DELISTED
Oaktree Acquisition Corp. II
OACB
$494K 0.02%
49,996
– –
ASPC
360
DELISTED
Alpha Capital Acquisition Co
ASPC
$493K 0.02%
49,998
– –
KVSC
361
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$488K 0.02%
50,000
– –
KAIR
362
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$488K 0.02%
50,000
– –
TBCP
363
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
$487K 0.02%
49,995
– –
MIT
364
DELISTED
Mason Industrial Technology, Inc.
MIT
$487K 0.02%
49,998
– –
VEEA
365
Veea Inc
VEEA
$8.59M
$486K 0.02%
50,000
– –
HIII
366
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
$486K 0.02%
49,995
– –
FRW
367
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$486K 0.02%
50,000
– –
KVSA
368
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$485K 0.02%
50,000
– –
ZGN.WS
369
DELISTED
Ermenegildo Zegna N.V. Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50 per share
ZGN.WS
$484K 0.02%
+239,424
New +$496K
GMBT
370
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$483K 0.02%
48,798
– –
EVGOW
371
DELISTED
EVgo Inc Warrants
EVGOW
$478K 0.02%
179,810
+99,013
+123% +$323K
MVSTW
372
DELISTED
Microvast Holdings Warrants
MVSTW
$467K 0.02%
464,704
-40,000
-8% -$70.6K
SDST
373
Stardust Power Inc
SDST
$10.3M
$463K 0.02%
4,773
– –
HLGN.WS
374
DELISTED
Heliogen, Inc. Redeemable Warrants, Each whole warrant is exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
HLGN.WS
$453K 0.02%
+263,177
New +$447K
TSPQ
375
DELISTED
TCW Special Purpose Acquisition Corp.
TSPQ
$440K 0.02%
45,108
– –
13 14
15
16 17

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.