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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CANO.WS
351
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$372K 0.02%
89,845
– –
NVTSW
352
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
$369K 0.02%
194,344
-5,656
-3% -$9.87K
ALTIW
353
DELISTED
AlTi Global Inc Warrant
ALTIW
$347K 0.02%
333,333
– –
ASAQ
354
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$343K 0.02%
34,998
– –
FRON
355
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
$340K 0.02%
34,996
– –
SRSAW
356
DELISTED
Sarissa Capital Acquisition Corp. Warrants
SRSAW
$336K 0.02%
368,860
– –
COVAW
357
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$334K 0.02%
606,170
– –
OWLT.WS
358
DELISTED
Owlet, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
OWLT.WS
$329K 0.02%
+344,066
New +$351K
EBACU
359
DELISTED
European Biotech Acquisition Corp. Units
EBACU
$318K 0.02%
32,046
– –
IPVI
360
DELISTED
InterPrivate IV InfraTech Partners Inc. Class A Common Stock
IPVI
$310K 0.02%
31,965
– –
SKYAW
361
DELISTED
Skydeck Acquisition Corp. Warrants
SKYAW
$303K 0.02%
+444,785
New +$428K
KURIW
362
DELISTED
Alkuri Global Acquisition Corp Warrant
KURIW
$302K 0.02%
213,461
-5,738
-3% -$8.54K
GFX.WS
363
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
$292K 0.02%
474,999
– –
SCLE
364
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
$291K 0.02%
29,996
– –
GSAQW
365
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$282K 0.02%
499,999
– –
APPHW
366
DELISTED
AppHarvest, Inc. Warrants
APPHW
$280K 0.02%
205,323
-186,200
-48% -$551K
STWOW
367
DELISTED
ACON S2 Acquisition Corp Warrant
STWOW
$277K 0.02%
223,417
– –
SKIL.WS
368
DELISTED
Skillsoft Corp. Warrants, each whole warrant is exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SKIL.WS
$276K 0.02%
100,000
– –
ETWO.WS
369
DELISTED
E2open Parent Holdings, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
ETWO.WS
$270K 0.02%
93,243
– –
LUXAW
370
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$267K 0.02%
232,325
– –
ESM.U
371
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
$262K 0.01%
26,396
– –
CVIIU
372
DELISTED
Churchill Capital Corp VII Units
CVIIU
$260K 0.01%
26,267
– –
SWETW
373
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$260K 0.01%
399,999
– –
ISPOW
374
DELISTED
Inspirato Inc Warrant
ISPOW
$253K 0.01%
223,550
– –
LFLYW
375
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$252K 0.01%
220,000
-80,000
-27% -$91K
13 14
15
16 17

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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.