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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASAQ
351
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$339K 0.02%
34,998
-115,000
-77% -$1.16M
NSH.WS
352
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
$333K 0.02%
210,838
– –
LFLYW
353
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$332K 0.02%
300,000
– –
GFX.WS
354
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
$331K 0.02%
+474,999
New +$608K
RDBXW
355
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$319K 0.02%
580,300
– –
BLTSW
356
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$312K 0.02%
+503,672
New +$440K
ELMSW
357
DELISTED
Electric Last Mile Solutions, Inc. Warrant
ELMSW
$310K 0.02%
166,665
– –
NGA.WS
358
DELISTED
Northern Genesis Acquisition Corp. Redeemable Warrants, each warrant exercisable for shares of commo
NGA.WS
$307K 0.02%
52,561
– –
VCVC
359
DELISTED
10X Capital Venture Acquisition Corp
VCVC
$306K 0.02%
+30,644
New +$347K
ARVLW
360
DELISTED
Arrival Warrant
ARVLW
$300K 0.02%
+53,578
New +$416K
SCLEU
361
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
$297K 0.02%
+30,000
New +$306K
THCAW
362
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$297K 0.02%
371,460
+22,960
+7% +$41.4K
JWS.WS
363
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
$286K 0.02%
89,845
– –
NVTSW
364
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
$284K 0.02%
+200,000
New +$478K
CND.WS
365
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$268K 0.02%
+299,966
New +$402K
CMPOW
366
DELISTED
CompoSecure Inc Warrant
CMPOW
$264K 0.02%
348,182
– –
TMCWW
367
TMC The Metals Company Warrants
TMCWW
$467K
$259K 0.02%
287,318
– –
GSAQW
368
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$259K 0.02%
+499,999
New +$376K
MDH.WS
369
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$257K 0.02%
+432,053
New +$274K
TMTSW
370
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$256K 0.01%
400,000
– –
SOFIW
371
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$253K 0.01%
46,134
– –
CTAQW
372
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$249K 0.01%
+300,000
New +$428K
BNZIW icon
373
Banzai International Warrant
BNZIW
$144K
$247K 0.01%
+325,000
New +$372K
EVGOW
374
DELISTED
EVgo Inc Warrants
EVGOW
$246K 0.01%
75,329
+12,830
+21% +$49.1K
ATMR.WS
375
DELISTED
Altimar Acquisition Corp II Warrants
ATMR.WS
$238K 0.01%
+152,523
New +$205K
13 14
15
16 17

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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.