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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIOT
326
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
$496K 0.03%
50,000
– –
SHAC
327
DELISTED
SCP & CO Healthcare Acquisition Company Class A Common Stock
SHAC
$494K 0.03%
+50,000
New +$493K
NPWR icon
328
NET Power
NPWR
$120M
$492K 0.03%
49,996
– –
TBCP
329
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
$492K 0.03%
49,995
– –
HIII
330
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
$492K 0.03%
49,995
– –
FRW
331
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$491K 0.03%
50,000
– –
MIT
332
DELISTED
Mason Industrial Technology, Inc.
MIT
$490K 0.03%
49,998
– –
KVSC
333
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$489K 0.03%
50,000
– –
SDST
334
Stardust Power Inc
SDST
$10.3M
$475K 0.03%
4,773
– –
TSPQ
335
DELISTED
TCW Special Purpose Acquisition Corp.
TSPQ
$442K 0.02%
45,108
– –
ZGN.WS
336
DELISTED
Ermenegildo Zegna N.V. Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50 per share
ZGN.WS
$437K 0.02%
239,594
– –
CLAA
337
DELISTED
Colonnade Acquisition Corp. II
CLAA
$397K 0.02%
+40,000
New +$395K
RSVRW
338
DELISTED
Reservoir Media Inc Warrant
RSVRW
$393K 0.02%
424,750
– –
GETR
339
DELISTED
Getaround, Inc.
GETR
$382K 0.02%
38,820
– –
BRD.U
340
DELISTED
Beard Energy Transition Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
BRD.U
$352K 0.02%
35,000
– –
EVGOW
341
DELISTED
EVgo Inc Warrants
EVGOW
$348K 0.02%
185,652
– –
FRON
342
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
$347K 0.02%
34,996
– –
RNWWW
343
ReNew Energy Global PLC Warrant
RNWWW
$64.8K
$335K 0.02%
344,866
– –
EBACU
344
DELISTED
European Biotech Acquisition Corp. Units
EBACU
$317K 0.02%
32,046
– –
ADSEW icon
345
ADS-TEC Energy Warrant
ADSEW
$6.47M
$316K 0.02%
299,680
– –
IPVI
346
DELISTED
InterPrivate IV InfraTech Partners Inc. Class A Common Stock
IPVI
$316K 0.02%
32,065
+100
+0.3% +$983
GWH.WS
347
DELISTED
ESS Tech Inc Warrant
GWH.WS
$295K 0.02%
413,119
– –
SCLE
348
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
$295K 0.02%
29,996
– –
LVWR.WS icon
349
LiveWire Group Warrants
LVWR.WS
$11M
$270K 0.01%
+753,454
New +$281K
ESM.U
350
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
$262K 0.01%
26,396
– –
12 13
14
15 16

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GCMG
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AGP
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KI
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MWM
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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.