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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBOT.WS
326
DELISTED
Vicarious Surgical Inc Warrants
RBOT.WS
$743K 0.04%
351,231
+78,490
+29% +$160K
PRPC
327
DELISTED
CC Neuberger Principal Holdings III
PRPC
$740K 0.04%
74,995
– –
SLAC
328
DELISTED
Social Leverage Acquisition Corp I Class A Common Stock
SLAC
$735K 0.04%
74,996
– –
LIBYU
329
DELISTED
Liberty Resources Acquisition Corp. Unit
LIBYU
$729K 0.04%
+71,434
New +$726K
SBII
330
DELISTED
Sandbridge X2 Corp.
SBII
$709K 0.04%
72,843
– –
HWELW
331
DELISTED
Healthwell Acquisition Corp. I Warrant
HWELW
$708K 0.04%
+1,200,000
New +$707K
SBII.U
332
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
$697K 0.03%
70,004
– –
ASTLW icon
333
Algoma Steel Group Warrant
ASTLW
$242K
$691K 0.03%
+241,538
New +$697K
WE.WS
334
DELISTED
WeWork Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
WE.WS
$683K 0.03%
+342,196
New +$789K
CSTA
335
DELISTED
Constellation Acquisition Corp I
CSTA
$682K 0.03%
69,999
– –
FTAA
336
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$662K 0.03%
66,756
– –
RVACW
337
DELISTED
Riverview Acquisition Corp. Warrant
RVACW
$634K 0.03%
+1,244,999
New +$670K
RSVRW
338
DELISTED
Reservoir Media Inc Warrant
RSVRW
$588K 0.03%
424,750
– –
PRPB.WS
339
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$586K 0.03%
430,734
+24,100
+6% +$27.3K
OPAD.WS
340
DELISTED
Offerpad Solutions Inc. Warrants, Every 15 warrants will be exercisable for one share of Class A Common Stock at an exercise price of $172.50 per share of Class A Common Stock
OPAD.WS
$578K 0.03%
542,937
– –
CIFR icon
341
Cipher Digital
CIFR
$7.24B
$564K 0.03%
+121,761
New +$887K
SUNL.WS
342
DELISTED
Sunlight Financial Holdings, Inc. Warrants, exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SUNL.WS
$564K 0.03%
848,016
– –
UP.WS
343
DELISTED
Wheels Up Experience Inc. Redeemable Warrants, each warrant exercisable for 1/10th of a share of Common Stock at an exercise price of $115.00 per whole share of Common Stock
UP.WS
$558K 0.03%
680,800
– –
AGAC.WS
344
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$549K 0.03%
1,117,017
– –
RNWWW
345
ReNew Energy Global PLC Warrant
RNWWW
$64.8K
$548K 0.03%
344,866
– –
QTEK
346
DELISTED
QualTek Services Inc. Class A Common Stock
QTEK
$544K 0.03%
54,800
– –
GNAC
347
DELISTED
Group Nine Acquisition Corp. Class A Common stock
GNAC
$541K 0.03%
55,599
– –
BURU.WS
348
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$518K 0.03%
995,896
– –
SCVX
349
DELISTED
SCVX Corp.
SCVX
$515K 0.03%
51,590
– –
LCAHW
350
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$514K 0.03%
508,958
– –
12 13
14
15 16

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.