We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRW
326
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$481K 0.03%
50,000
– –
ETACW
327
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$481K 0.03%
701,733
+34,927
+5% +$29K
BZFDW icon
328
BuzzFeed Inc Warrant
BZFDW
$828K
$478K 0.03%
403,341
+5,256
+1% +$6.64K
MSPRZ
329
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$472K 0.03%
548,374
-10,000
-2% -$9.21K
SDST
330
Stardust Power Inc
SDST
$10.3M
$463K 0.03%
+4,773
New +$464K
PGRWW
331
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$454K 0.03%
822,751
– –
TACA.WS
332
DELISTED
Trepont Acquisition Corp I Redeemable Warrants, each whole warrant exercisable for one Class A ordin
TACA.WS
$448K 0.03%
699,998
– –
CLBTW
333
DELISTED
Cellebrite DI Ltd. Warrants
CLBTW
$445K 0.03%
+210,918
New +$485K
TMPOW
334
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$442K 0.02%
745,738
– –
DDMXW
335
DELISTED
DD3 Acquisition Corp. II Warrant
DDMXW
$441K 0.02%
371,933
-5,016
-1% -$6.56K
TSPQ
336
DELISTED
TCW Special Purpose Acquisition Corp.
TSPQ
$440K 0.02%
45,108
– –
GCMGW
337
DELISTED
GCM Grosvenor Inc Warrant
GCMGW
$438K 0.02%
224,699
– –
RDW.WS
338
DELISTED
Redwire Corporation Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
RDW.WS
$437K 0.02%
+202,479
New +$498K
BFLY.WS
339
DELISTED
Butterfly Network Inc Warrants
BFLY.WS
$430K 0.02%
154,235
– –
BGRYW
340
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
$424K 0.02%
351,873
– –
AVAN.WS
341
DELISTED
Avanti Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AVAN.WS
$419K 0.02%
641,188
+447,541
+231% +$387K
ATHN.WS
342
DELISTED
Athena Technology Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one shar
ATHN.WS
$413K 0.02%
+303,477
New +$408K
BLTSW
343
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$409K 0.02%
507,874
– –
PRPB.WS
344
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$409K 0.02%
406,634
– –
SHPWW
345
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
$407K 0.02%
+417,086
New +$413K
GTPB
346
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
$402K 0.02%
41,000
– –
BWAC
347
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$401K 0.02%
39,775
-110,225
-73% -$1.11M
AGILW
348
DELISTED
AgileThought Inc Warrant
AGILW
$393K 0.02%
+380,000
New +$508K
MACQW
349
DELISTED
MCAP Acquisition Corporation Warrants
MACQW
$380K 0.02%
352,093
+85,427
+32% +$88.2K
GETR
350
DELISTED
Getaround, Inc.
GETR
$379K 0.02%
38,820
– –
12 13
14
15 16

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.