CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
-3.11%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.72B
AUM Growth
+$75.5M
Cap. Flow
-$362M
Cap. Flow %
-21.05%
Top 10 Hldgs %
26.94%
Holding
661
New
373
Increased
16
Reduced
43
Closed
94

Top Buys

1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
$19.9M
2
CXAI icon
CXApp
CXAI
$18.4M
3
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$16.1M
4
SUNL
Sunlight Financial Holdings, Inc.
SUNL
$15.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
$15.1M

Top Sells

1
KINZU
KINS Technology Group Inc. Unit
KINZU
$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
$14.9M

Sector Composition

1 Financials 29.64%
2 Industrials 5.11%
3 Technology 4.43%
4 Healthcare 3.07%
5 Consumer Discretionary 2.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HIIIU
326
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
$495K 0.03%
+50,000
New +$495K
RMGBW
327
DELISTED
RMG Acquisition Corp. II Warrant
RMGBW
$495K 0.03%
+344,866
New +$495K
OACB
328
DELISTED
Oaktree Acquisition Corp. II
OACB
$494K 0.03%
49,996
– –
VPCBU
329
DELISTED
VPC Impact Acquisition Holdings II Unit
VPCBU
$493K 0.03%
+50,000
New +$493K
SEAH
330
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$488K 0.03%
49,998
– –
KAIR
331
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$487K 0.03%
+50,000
New +$487K
TBCP
332
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
$486K 0.03%
+49,995
New +$486K
MIT
333
DELISTED
Mason Industrial Technology, Inc.
MIT
$485K 0.03%
+49,998
New +$485K
ALUS.WS
334
DELISTED
Alussa Energy Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary
ALUS.WS
$485K 0.03%
212,899
– –
GMBT
335
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$473K 0.03%
+48,798
New +$473K
GPACU
336
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$471K 0.03%
+47,743
New +$471K
WPF
337
DELISTED
Foley Trasimene Acquisition Corp.
WPF
$451K 0.03%
44,929
-35,000
-44% -$351K
SAIIW
338
DELISTED
Software Acquisition Group Inc. II Warrant
SAIIW
$449K 0.03%
287,500
– –
TSPQ.U
339
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$448K 0.03%
+45,109
New +$448K
PRPB.WS
340
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$448K 0.03%
406,634
– –
ALTUW
341
DELISTED
Altitude Acquisition Corp. Warrant
ALTUW
$434K 0.03%
+255,046
New +$434K
FSSIW
342
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$425K 0.02%
+673,439
New +$425K
EBACU
343
DELISTED
European Biotech Acquisition Corp. Units
EBACU
$408K 0.02%
+40,559
New +$408K
MSPRZ
344
MSP Recovery, Inc. Warrant
MSPRZ
$87.6K
$402K 0.02%
558,374
– –
GNRSW
345
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$401K 0.02%
482,900
– –
GTPBU
346
DELISTED
Gores Technology Partners II, Inc. Units
GTPBU
$399K 0.02%
+40,000
New +$399K
GSEVU
347
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
$398K 0.02%
+40,000
New +$398K
CMAXW
348
DELISTED
CareMax, Inc. Warrant
CMAXW
$397K 0.02%
171,921
+127,270
+285% +$294K
SOND icon
349
Sonder
SOND
$23.6M
$396K 0.02%
+2,000
New +$396K
MEUSW
350
DELISTED
23andMe Holding Co. Warrant
MEUSW
$392K 0.02%
233,333
– –
12 13
14
15 16