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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAIR
326
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$487K 0.03%
+50,000
New +$490K
MIT
327
DELISTED
Mason Industrial Technology, Inc.
MIT
$485K 0.03%
+49,998
New +$487K
ALUS.WS
328
DELISTED
Alussa Energy Acquisition Corp Warrants
ALUS.WS
$485K 0.03%
212,899
– –
GMBT
329
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$473K 0.03%
+48,798
New +$479K
GPACU
330
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$471K 0.03%
+47,743
New +$488K
WPF
331
DELISTED
Foley Trasimene Acquisition Corp.
WPF
$451K 0.03%
44,929
-35,000
-44% -$379K
SAIIW
332
DELISTED
Software Acquisition Group Inc. II Warrant
SAIIW
$449K 0.03%
287,500
– –
TSPQ.U
333
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$448K 0.03%
+45,109
New +$451K
PRPB.WS
334
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$448K 0.03%
406,634
– –
ALTUW
335
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$434K 0.03%
+255,046
New +$606K
FSSIW
336
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$425K 0.02%
+673,439
New +$451K
EBACU
337
DELISTED
European Biotech Acquisition Corp. Units
EBACU
$408K 0.02%
+40,559
New +$405K
MSPRZ
338
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$402K 0.02%
558,374
– –
GNRSW
339
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$401K 0.02%
482,900
– –
GTPBU
340
DELISTED
Gores Technology Partners II, Inc. Units
GTPBU
$399K 0.02%
+40,000
New +$404K
GSEVU
341
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
$398K 0.02%
+40,000
New +$407K
CMAXW
342
DELISTED
CareMax, Inc. Warrant
CMAXW
$397K 0.02%
171,921
+127,270
+285% +$449K
SOND
343
DELISTED
Sonder
SOND
$396K 0.02%
+2,000
New +$396K
MEUSW
344
DELISTED
23andMe Holding Co Warrant
MEUSW
$392K 0.02%
233,333
– –
DDMXW
345
DELISTED
DD3 Acquisition Corp. II Warrant
DDMXW
$388K 0.02%
+376,949
New +$608K
HHLA.WS
346
DELISTED
HH&L Acquisition Co. Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HHLA.WS
$362K 0.02%
+456,794
New +$342K
TALK icon
347
Talkspace
TALK
$873M
$359K 0.02%
36,199
-133,801
-79% -$1.45M
FRONU
348
DELISTED
Frontier Acquisition Corp. Units
FRONU
$348K 0.02%
+35,000
New +$354K
CRHC.WS
349
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
$340K 0.02%
283,332
– –
LUXAW
350
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$339K 0.02%
232,325
-3,000
-1% -$7.56K
12 13
14
15 16

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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.