CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.72B
AUM Growth
+$75.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
661
New
Increased
Reduced
Closed

Top Buys

1
+$20M
2
+$18.9M
3
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

1
+$19.4M
2
+$18.8M
3
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
326
$487K 0.03%
+50,000
327
$485K 0.03%
+49,998
328
$485K 0.03%
212,899
329
$473K 0.03%
+48,798
330
$471K 0.03%
+47,743
331
$451K 0.03%
44,929
-35,000
332
$449K 0.03%
287,500
333
$448K 0.03%
+45,109
334
$448K 0.03%
406,634
335
$434K 0.03%
+255,046
336
$425K 0.02%
+673,439
337
$408K 0.02%
+40,559
338
$402K 0.02%
558,374
339
$401K 0.02%
482,900
340
$399K 0.02%
+40,000
341
$398K 0.02%
+40,000
342
$397K 0.02%
171,921
+127,270
343
$396K 0.02%
+2,000
344
$392K 0.02%
233,333
345
$388K 0.02%
+376,949
346
$362K 0.02%
+456,794
347
$359K 0.02%
36,199
-133,801
348
$348K 0.02%
+35,000
349
$340K 0.02%
283,332
350
$339K 0.02%
232,325
-3,000
12 13
14
15 16