CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
This Quarter Return
+10.08%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.64B
AUM Growth
+$1.64B
Cap. Flow
+$419M
Cap. Flow %
25.49%
Top 10 Hldgs %
43.83%
Holding
376
New
185
Increased
14
Reduced
24
Closed
74

Top Buys

1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$30.3M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$28.9M
3
OPAD icon
Offerpad Solutions
OPAD
$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M

Top Sells

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
$11.1M
4
RMO
Romeo Power, Inc.
RMO
$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Industrials 3.8%
4 Healthcare 3.63%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UTZ.WS
326
DELISTED
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
– –
-25,000
Closed -$162K
LOAK.WS
327
DELISTED
Live Oak Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LOAK.WS
– –
-125,001
Closed -$123K
DMYT.WS
328
DELISTED
dMY Technology Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Clas
DMYT.WS
– –
-62,900
Closed -$189K
RMG.WS
329
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
– –
-16,666
Closed -$35K
PIC.WS
330
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
– –
-16,166
Closed -$60K
SAMAW
331
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
– –
-585,000
Closed -$304K
TRNE.WS
332
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
– –
-29,500
Closed -$77K
LGC.WS
333
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
– –
-120,635
Closed -$61K
CFFAW
334
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-627,614
Closed -$615K
NFINW
335
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
– –
-1,176,566
Closed -$1.54M
HCCOW
336
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
– –
-24,700
Closed -$44K
ARYBW
337
DELISTED
ARYA Sciences Acquisition Corp II Warrant
ARYBW
– –
-49,052
Closed -$89K
FTACW
338
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
– –
-185,000
Closed -$281K
SAQNW
339
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
– –
-300,000
Closed -$285K
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