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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMIVU
301
DELISTED
Forum Merger IV Corporation Unit
FMIVU
$801K 0.04%
81,700
– –
GTPB
302
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
$795K 0.04%
81,000
+40,000
+98% +$393K
CORS.U
303
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
$790K 0.04%
80,200
– –
IPVF
304
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$783K 0.04%
80,000
– –
OABI icon
305
OmniAb
OABI
$283M
$765K 0.04%
74,997
– –
PRPC
306
DELISTED
CC Neuberger Principal Holdings III
PRPC
$745K 0.04%
74,995
– –
SLAC
307
DELISTED
Social Leverage Acquisition Corp I Class A Common Stock
SLAC
$737K 0.04%
74,996
– –
LIBY
308
DELISTED
Liberty Resources Acquisition Corp. Class A Common Stock
LIBY
$721K 0.04%
+71,434
New +$717K
SZZL
309
DELISTED
Sizzle Acquisition Corp. Common stock
SZZL
$720K 0.04%
+71,500
New +$719K
SBII
310
DELISTED
Sandbridge X2 Corp.
SBII
$716K 0.04%
72,843
– –
CSTA
311
DELISTED
Constellation Acquisition Corp I
CSTA
$695K 0.04%
69,999
– –
MSDA
312
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
$691K 0.04%
+69,764
New +$688K
SBII.U
313
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
$687K 0.04%
70,004
– –
FTAA
314
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$663K 0.04%
66,756
– –
TE.WS
315
DELISTED
T1 Energy Inc Warrants
TE.WS
$595K 0.03%
108,457
-44,442
-29% -$169K
GNAC
316
DELISTED
Group Nine Acquisition Corp. Class A Common stock
GNAC
$550K 0.03%
55,599
– –
RRAC.U
317
DELISTED
Rigel Resource Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one redeemable warrant
RRAC.U
$510K 0.03%
50,000
– –
DPCSU
318
DELISTED
DP Cap Acquisition Corp I Unit
DPCSU
$508K 0.03%
50,000
– –
VSEE
319
VSee Health
VSEE
$4.07M
$507K 0.03%
+50,000
New +$504K
JATT.U
320
DELISTED
JATT Acquisition Corp Units, each consisting of one Class A ordinary share, and one-half of one redeemable warrant
JATT.U
$505K 0.03%
50,000
– –
CCTSU
321
DELISTED
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
$504K 0.03%
50,000
– –
CDIO icon
322
Cardio Diagnostics
CDIO
$4.68M
$502K 0.03%
1,667
– –
ITAQ
323
DELISTED
Industrial Tech Acquisitions II, Inc. Class A Common Stock
ITAQ
$500K 0.03%
+50,000
New +$500K
KAIR
324
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$498K 0.03%
50,000
– –
VEEA
325
Veea Inc
VEEA
$8.59M
$496K 0.03%
50,000
– –
11 12
13
14 15

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GCMG
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AGP
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KI
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MWM
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LBA
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CRG
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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.