We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATAQ
301
DELISTED
Altimar Acquisition Corp III
ATAQ
$974K 0.05%
100,000
– –
AKIC
302
DELISTED
Sports Ventures Acquisition Corp. Class A Ordinary Shares
AKIC
$974K 0.05%
99,996
– –
HCII
303
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$974K 0.05%
99,996
– –
CRU
304
DELISTED
Crucible Acquisition Corporation
CRU
$974K 0.05%
99,996
– –
FRXB
305
DELISTED
Forest Road Acquisition Corp. II
FRXB
$973K 0.05%
100,000
– –
MACC
306
DELISTED
Mission Advancement Corp.
MACC
$973K 0.05%
99,999
– –
ACII
307
DELISTED
Atlas Crest Investment Corp. II
ACII
$973K 0.05%
99,996
– –
MVLA
308
DELISTED
Movella Holdings Inc. Common Stock
MVLA
$970K 0.05%
99,995
– –
CFV
309
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
$970K 0.05%
99,999
– –
DCRN
310
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
$969K 0.05%
97,212
– –
POND
311
DELISTED
Angel Pond Holdings Corporation
POND
$967K 0.05%
99,996
– –
BOXD.WS
312
DELISTED
Boxed, Inc. Warrants, each whole warrant exercisable to purchase one share of Common Stock at an exercise price of $11.50 per share
BOXD.WS
$929K 0.05%
+780,560
New +$709K
DHBC
313
DELISTED
DHB Capital Corp. Class A common stock
DHBC
$910K 0.05%
93,516
– –
FINM
314
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
$901K 0.04%
92,379
– –
RKLBW
315
DELISTED
Rocket Lab USA, Inc. Warrant
RKLBW
$876K 0.04%
244,790
– –
NVTSW
316
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
$870K 0.04%
139,197
-55,147
-28% -$243K
IMPX.WS
317
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
$855K 0.04%
753,454
– –
IPOD
318
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$839K 0.04%
82,141
– –
FMIVU
319
DELISTED
Forum Merger IV Corporation Unit
FMIVU
$813K 0.04%
81,700
– –
CORS.U
320
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
$801K 0.04%
80,200
– –
LDHA
321
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
$794K 0.04%
81,095
– –
IPVF
322
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$793K 0.04%
80,000
– –
TE.WS
323
DELISTED
T1 Energy Inc Warrants
TE.WS
$776K 0.04%
212,899
– –
MKTWW
324
DELISTED
MarketWise, Inc. Warrant
MKTWW
$763K 0.04%
805,776
– –
AHPAU
325
DELISTED
Avista Public Acquisition Corp. II Unit
AHPAU
$758K 0.04%
75,000
– –
11 12
13
14 15

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.