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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RONI.U
301
DELISTED
Rice Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RONI.U
$515K 0.03%
50,000
– –
SCVX
302
DELISTED
SCVX Corp.
SCVX
$512K 0.03%
51,590
– –
LCAHW
303
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$509K 0.03%
508,958
– –
JATT.U
304
DELISTED
JATT Acquisition Corp Units, each consisting of one Class A ordinary share, and one-half of one redeemable warrant
JATT.U
$502K 0.03%
+50,000
New +$501K
HCARW
305
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$499K 0.03%
791,839
– –
FPAC
306
DELISTED
Far Peak Acquisition Corporation
FPAC
$498K 0.03%
50,011
-49,985
-50% -$497K
PL icon
307
Planet Labs
PL
$6.94B
$496K 0.03%
50,000
– –
SES icon
308
SES AI
SES
$187M
$495K 0.03%
49,998
– –
EUSGW
309
DELISTED
European Sustainable Growth Acquisition Corp. Warrant
EUSGW
$495K 0.03%
395,660
+87,172
+28% +$99K
KVSA
310
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$494K 0.03%
50,000
– –
CXAIW icon
311
CXApp Inc Warrant
CXAIW
$961K
$491K 0.03%
832,903
-75,000
-8% -$53.7K
RDBXW
312
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$491K 0.03%
580,300
– –
KVSC
313
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$490K 0.03%
50,000
– –
OACB
314
DELISTED
Oaktree Acquisition Corp. II
OACB
$490K 0.03%
49,996
– –
IMPX.WS
315
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
$489K 0.03%
753,454
– –
PTRAW
316
DELISTED
Proterra Inc. Warrant
PTRAW
$487K 0.03%
186,445
– –
TBCP
317
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
$486K 0.03%
49,995
– –
HIII
318
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
$486K 0.03%
49,995
– –
ASPC
319
DELISTED
Alpha Capital Acquisition Co
ASPC
$486K 0.03%
49,998
– –
MIT
320
DELISTED
Mason Industrial Technology, Inc.
MIT
$485K 0.03%
49,998
– –
VEEA
321
Veea Inc
VEEA
$8.59M
$484K 0.03%
50,000
– –
KAIR
322
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$484K 0.03%
50,000
– –
HUGS
323
DELISTED
USHG Acquisition Corp.
HUGS
$484K 0.03%
49,995
– –
FSSIW
324
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$482K 0.03%
673,439
– –
GMBT
325
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$482K 0.03%
48,798
– –
11 12
13
14 15

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AGP
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KI
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MWM
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LBA
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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.