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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNPK.WS
301
DELISTED
Genesis Park Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A o
GNPK.WS
$541K 0.03%
+250,000
New +$457K
ACIC.WS
302
DELISTED
Atlas Crest Investment Corp.Redeemable warrants included as part of the units, each whole warrant ex
ACIC.WS
$540K 0.03%
+300,000
New +$763K
RSVRW
303
DELISTED
Reservoir Media Inc Warrant
RSVRW
$539K 0.03%
+424,750
New +$778K
AGAC.WS
304
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$536K 0.03%
+1,117,017
New +$588K
GCMGW
305
DELISTED
GCM Grosvenor Inc Warrant
GCMGW
$528K 0.03%
444,046
-176,088
-28% -$285K
HLMNW
306
DELISTED
Hillman Solutions Corp. Warrant
HLMNW
$512K 0.03%
343,457
-1,942
-0.6% -$3.38K
SCVX
307
DELISTED
SCVX Corp.
SCVX
$509K 0.03%
51,590
– –
KVSA
308
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$504K 0.03%
+50,000
New +$514K
TACA.WS
309
DELISTED
Trepont Acquisition Corp I Redeemable Warrants, each whole warrant exercisable for one Class A ordin
TACA.WS
$504K 0.03%
+699,998
New +$941K
HUGS.U
310
DELISTED
USHG Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-third of one Warrant
HUGS.U
$502K 0.03%
+50,000
New +$507K
DMYQ.U
311
DELISTED
dMY Technology Group, Inc. IV Units, each consisting of one share of Class A common stock and one-fi
DMYQ.U
$501K 0.03%
+50,000
New +$510K
FTAAU
312
DELISTED
FTAC Athena Acquisition Corp. Unit
FTAAU
$500K 0.03%
+50,000
New +$517K
ASPCU
313
DELISTED
Alpha Capital Acquisition Co Unit
ASPCU
$499K 0.03%
+50,000
New +$509K
HLLY icon
314
Holley
HLLY
$335M
$498K 0.03%
+49,998
New +$507K
KVSC
315
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$498K 0.03%
+50,000
New +$495K
SBII.U
316
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
$498K 0.03%
+50,000
New +$498K
PLMIU
317
DELISTED
Plum Acquisition Corp. I Units
PLMIU
$497K 0.03%
+50,000
New +$495K
HCARW
318
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$497K 0.03%
+791,839
New +$973K
FRWAU
319
DELISTED
PWP Forward Acquisition Corp. I Units
FRWAU
$496K 0.03%
+50,000
New +$497K
SES icon
320
SES AI
SES
$187M
$495K 0.03%
+49,998
New +$504K
HIIIU
321
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
$495K 0.03%
+50,000
New +$503K
RMGBW
322
DELISTED
RMG Acquisition Corp. II Warrant
RMGBW
$495K 0.03%
+344,866
New +$769K
OACB
323
DELISTED
Oaktree Acquisition Corp. II
OACB
$494K 0.03%
49,996
– –
VPCBU
324
DELISTED
VPC Impact Acquisition Holdings II Unit
VPCBU
$493K 0.03%
+50,000
New +$500K
SEAH
325
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$488K 0.03%
49,998
– –
11 12
13
14 15

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AGP
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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.