CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
+10.08%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
-$477M
Cap. Flow %
-29.06%
Top 10 Hldgs %
43.83%
Holding
376
New
185
Increased
14
Reduced
24
Closed
74

Top Buys

1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$30.3M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$28.9M
3
OPAD icon
Offerpad Solutions
OPAD
$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M

Top Sells

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
$11.1M
4
RMO
Romeo Power, Inc.
RMO
$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Industrials 3.8%
4 Healthcare 3.63%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TRIT
301
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-879,245
Closed -$9.12M
ASLEW
302
DELISTED
AerSale Corporation Warrants
ASLEW
– –
-203,000
Closed -$99K
BOWXU
303
DELISTED
BowX Acquisition Corp. Unit
BOWXU
– –
-550,000
Closed -$5.64M
VIHAU
304
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
– –
-450,000
Closed -$4.5M
IFFT
305
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
0
– -$134K
TWCTU
306
DELISTED
TWC Tech Holdings II Corp. Unit
TWCTU
– –
-400,200
Closed -$4.05M
VACQU
307
DELISTED
Vector Acquisition Corporation Unit
VACQU
– –
-250,000
Closed -$2.53M
NSH.U
308
DELISTED
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
– –
-300,000
Closed -$3.02M
SAIIU
309
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
– –
-575,000
Closed -$5.72M
RTP.U
310
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
– –
-120,410
Closed -$1.38M
CMLFU
311
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
– –
-751,100
Closed -$7.85M
ACND.U
312
DELISTED
Ascendant Digital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-hal
ACND.U
– –
-25,001
Closed -$263K
ASPL.U
313
DELISTED
Aspirational Consumer Lifestyle Corp. Units, each consisting of one Class A ordinary share and one-t
ASPL.U
– –
-500,000
Closed -$5M
CLII.U
314
DELISTED
Climate Change Crisis Real Impact I Acquisition Corporation Units, each consisting of one share of C
CLII.U
– –
-25,000
Closed -$251K
FIIIU
315
DELISTED
Forum Merger III Corporation Units
FIIIU
– –
-500,000
Closed -$5.22M
CAPAU
316
DELISTED
HighCape Capital Acquisition Corp. Unit
CAPAU
– –
-200,000
Closed -$2.02M
DFHTU
317
DELISTED
Deerfield Healthcare Technology Acquisitions Corp. Unit
DFHTU
– –
-103,261
Closed -$1.09M
GIK.WS
318
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
– –
-93,747
Closed -$59K
NGA.U
319
DELISTED
Northern Genesis Acquisition Corp. Units, each consisting of one share of common stock and one-half
NGA.U
– –
-197,569
Closed -$1.97M
VSPRU
320
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
– –
-40,000
Closed -$410K
BFT.U
321
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
– –
-300,000
Closed -$3.06M
CIIC
322
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
– –
-463,036
Closed -$4.64M
ROCH
323
DELISTED
Roth CH Acquisition I Co. Common Stock
ROCH
– –
-700,524
Closed -$6.97M
GHIVW
324
DELISTED
Gores Holdings IV, Inc. Warrant
GHIVW
– –
-110,193
Closed -$183K
SRE.PRA
325
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
– –
0
– -$50K
10 11 12
13
14