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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEDA.U
276
DELISTED
SDCL EDGE Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
SEDA.U
$1.2M 0.06%
+121,296
New +$1.21M
GHAC
277
DELISTED
Gaming & Hospitality Acquisition Corp. Class A Common Stock
GHAC
$1.17M 0.06%
119,997
– –
SOND
278
DELISTED
Sonder
SOND
$1.13M 0.06%
5,684
– –
OLITU
279
DELISTED
OmniLit Acquisition Corp. Units
OLITU
$1.12M 0.06%
+111,568
New +$1.12M
FRSG
280
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
$1.11M 0.06%
112,500
– –
SHCAU
281
DELISTED
Spindletop Health Acquisition Corp. Unit
SHCAU
$1.07M 0.05%
+106,161
New +$1.07M
BRLIU
282
DELISTED
Brilliant Acquisition Corporation Unit
BRLIU
$1.04M 0.05%
100,944
-35,543
-26% -$387K
GWH.WS
283
DELISTED
ESS Tech Inc Warrant
GWH.WS
$1.02M 0.05%
+413,119
New +$1.46M
DHACU
284
DELISTED
Digital Health Acquisition Corp. Unit
DHACU
$1.02M 0.05%
+100,000
New +$1.02M
ENCPU
285
DELISTED
Energem Corp Unit
ENCPU
$1.01M 0.05%
+100,000
New +$1.01M
ACDI.U
286
DELISTED
Ascendant Digital Acquisition Corp. III Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
ACDI.U
$1.01M 0.05%
+100,000
New +$1.01M
FRLAU
287
DELISTED
Fortune Rise Acquisition Corporation Units
FRLAU
$1.01M 0.05%
+100,000
New +$1.01M
SVNAU
288
DELISTED
7 Acquisition Corp Unit
SVNAU
$1M 0.05%
+100,000
New +$1.01M
SCUA.U
289
DELISTED
Sculptor Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
SCUA.U
$1M 0.05%
+100,000
New +$1M
CTAQU
290
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$1M 0.05%
100,000
– –
JUGGU
291
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
$997K 0.05%
100,000
– –
REVH
292
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$992K 0.05%
101,990
– –
EJFA
293
DELISTED
EJF Acquisition Corp. Class A Ordinary Share
EJFA
$991K 0.05%
99,996
– –
SWSSU
294
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
$989K 0.05%
197,144
– –
BIOT
295
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
$983K 0.05%
100,000
– –
SLCR
296
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
$981K 0.05%
100,000
– –
HLLY.WS
297
DELISTED
Holley Inc Warrants
HLLY.WS
$980K 0.05%
251,211
– –
POW
298
DELISTED
Powered Brands Class A Ordinary Shares
POW
$977K 0.05%
99,999
– –
HIGA
299
DELISTED
H.I.G. Acquisition Corp.
HIGA
$977K 0.05%
99,999
– –
ROSS
300
DELISTED
Ross Acquisition Corp II
ROSS
$974K 0.05%
99,996
– –
10 11
12
13 14

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.