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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRITW
276
DELISTED
Triterras, Inc. Warrant
TRITW
$728K 0.04%
913,347
– –
TWNKW
277
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$725K 0.04%
237,089
-200,000
-46% -$482K
SBII
278
DELISTED
Sandbridge X2 Corp.
SBII
$707K 0.04%
72,843
– –
BOWXW
279
DELISTED
BowX Acquisition Corp. Warrant
BOWXW
$705K 0.04%
342,196
-30,000
-8% -$66.6K
SBII.U
280
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
$694K 0.04%
70,004
– –
CSTA
281
DELISTED
Constellation Acquisition Corp I
CSTA
$682K 0.04%
69,999
– –
PSFE.WS
282
DELISTED
Paysafe Ltd Warrants
PSFE.WS
$680K 0.04%
366,748
– –
CLVRW
283
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$661K 0.04%
584,999
– –
FTAA
284
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$660K 0.04%
+66,756
New +$659K
SVOKW
285
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
$656K 0.04%
825,000
– –
RNWWW
286
ReNew Energy Global PLC Warrant
RNWWW
$64.8K
$631K 0.04%
+344,866
New +$551K
LEGOW
287
DELISTED
Legato Merger Corp. Warrant
LEGOW
$604K 0.03%
+241,538
New +$561K
RBOT.WS
288
DELISTED
Vicarious Surgical Inc Warrants
RBOT.WS
$603K 0.03%
+272,741
New +$551K
TE.WS
289
DELISTED
T1 Energy Inc Warrants
TE.WS
$591K 0.03%
+212,899
New +$456K
NUVB.WS
290
DELISTED
Nuvation Bio Inc Warrants
NUVB.WS
$573K 0.03%
215,426
– –
BURU.WS
291
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$568K 0.03%
995,896
– –
MBAC.WS
292
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
$567K 0.03%
425,071
+341,326
+408% +$382K
MEUSW
293
DELISTED
23andMe Holding Co Warrant
MEUSW
$566K 0.03%
308,373
– –
ASTRW
294
DELISTED
Astra Space, Inc. Warrant
ASTRW
$564K 0.03%
237,335
+22,324
+10% +$69.3K
QTEK
295
DELISTED
QualTek Services Inc. Class A Common Stock
QTEK
$544K 0.03%
54,800
– –
ML.WS
296
DELISTED
MoneyLion Inc. Warrants, each whole warrant exercisable 1/30th of a share of Class A common stock at an exercise price of $345.00 per whole share
ML.WS
$543K 0.03%
+566,000
New +$633K
TMTSW
297
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$541K 0.03%
340,516
-59,484
-15% -$79.3K
GNAC
298
DELISTED
Group Nine Acquisition Corp. Class A Common stock
GNAC
$540K 0.03%
+55,599
New +$540K
CND.WS
299
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$538K 0.03%
303,766
+3,800
+1% +$7.06K
AGAC.WS
300
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$530K 0.03%
1,117,017
– –
10 11
12
13 14

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AGP
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MWM
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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.