We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPOD
276
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$900K 0.05%
82,141
-37,859
-32% -$539K
FINM
277
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
$888K 0.05%
+92,379
New +$900K
VPCC.U
278
DELISTED
VPC Impact Acquisition Holdings III, Inc. Units, each consisting of one share of Class A common stoc
VPCC.U
$830K 0.05%
+84,106
New +$838K
BOWXW
279
DELISTED
BowX Acquisition Corp. Warrant
BOWXW
$795K 0.05%
372,196
– –
BSN
280
DELISTED
Broadstone Acquisition Corp.
BSN
$788K 0.05%
80,482
– –
GOEVW
281
DELISTED
Canoo Inc. Warrant
GOEVW
$774K 0.05%
274,982
– –
SVOKW
282
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
$751K 0.04%
+825,000
New +$1.12M
PRPC.U
283
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$749K 0.04%
+75,000
New +$774K
SLACU
284
DELISTED
Social Leverage Acquisition Corp I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
SLACU
$744K 0.04%
+75,000
New +$774K
ROT.U
285
DELISTED
Rotor Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
ROT.U
$701K 0.04%
+70,000
New +$723K
BGRYW
286
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
$697K 0.04%
+351,873
New +$776K
IMPX.WS
287
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
$678K 0.04%
753,454
– –
CSTA
288
DELISTED
Constellation Acquisition Corp I
CSTA
$674K 0.04%
+69,999
New +$681K
XOS icon
289
Xos
XOS
$26.8M
$666K 0.04%
2,240
-1,093
-33% -$355K
TWNKW
290
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$634K 0.04%
437,089
– –
ETACW
291
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$633K 0.04%
666,806
– –
CXAIW icon
292
CXApp Inc Warrant
CXAIW
$961K
$612K 0.04%
+937,114
New +$1.13M
BHIL
293
DELISTED
Benson Hill, Inc.
BHIL
$607K 0.04%
+1,714
New +$618K
ENJY
294
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
$592K 0.03%
+60,000
New +$619K
PAYAW
295
DELISTED
Paya Holdings Inc. Warrant
PAYAW
$577K 0.03%
184,999
-1
-0% -$4
LDHAU
296
DELISTED
LDH Growth Corp I Units
LDHAU
$568K 0.03%
+56,100
New +$566K
NUVB.WS
297
DELISTED
Nuvation Bio Inc Warrants
NUVB.WS
$558K 0.03%
+215,426
New +$623K
FST
298
DELISTED
FAST Acquisition Corp.
FST
$558K 0.03%
44,690
-698,577
-94% -$7.96M
SRSAW
299
DELISTED
Sarissa Capital Acquisition Corp. Warrants
SRSAW
$553K 0.03%
368,860
– –
FMAC.WS
300
DELISTED
FirstMark Horizon Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one shar
FMAC.WS
$552K 0.03%
356,410
– –
10 11
12
13 14

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.