CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
+10.08%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
-$477M
Cap. Flow %
-29.06%
Top 10 Hldgs %
43.83%
Holding
376
New
185
Increased
14
Reduced
24
Closed
74

Top Buys

1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$30.3M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$28.9M
3
OPAD icon
Offerpad Solutions
OPAD
$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M

Top Sells

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
$11.1M
4
RMO
Romeo Power, Inc.
RMO
$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Industrials 3.8%
4 Healthcare 3.63%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPRU icon
276
Spruce Power Holding Corp
SPRU
$27.8M
– –
-3,993
Closed -$368K
UWMC icon
277
UWM Holdings
UWMC
$1.29B
– –
-436,569
Closed -$4.5M
DM
278
DELISTED
Desktop Metal, Inc.
DM
– –
-2,006
Closed -$217K
DNMR
279
DELISTED
Danimer Scientific, Inc.
DNMR
– –
-6,188
Closed -$2.5M
CERE
280
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
– –
-147,156
Closed -$1.54M
FSR
281
DELISTED
Fisker Inc.
FSR
– –
-10,000
Closed -$144K
GOEV
282
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-38
Closed -$193K
BRLIR
283
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
– –
-151,487
Closed -$31K
CLVR
284
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-6,425
Closed -$1.96M
APPH
285
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-115,560
Closed -$1.36M
SFT
286
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-17,807
Closed -$2.1M
PAYA
287
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-303,467
Closed -$3.13M
TWND.U
288
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
– –
-1,600,000
Closed -$16M
CRHC.U
289
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
– –
-850,000
Closed -$8.58M
PMVC.U
290
DELISTED
PMV Consumer Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PMVC.U
– –
-275,000
Closed -$2.75M
RMO
291
DELISTED
Romeo Power, Inc.
RMO
– –
-1,034,436
Closed -$11M
NMMCU
292
DELISTED
North Mountain Merger Corp. Unit
NMMCU
– –
-200,000
Closed -$2.04M
EQD.U
293
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
– –
-125,000
Closed -$1.29M
FST.U
294
DELISTED
FAST Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
FST.U
– –
-518,080
Closed -$5.17M
PRPB.U
295
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
– –
-1,035,000
Closed -$10.7M
OACB.U
296
DELISTED
Oaktree Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fourth of
OACB.U
– –
-50,000
Closed -$514K
LCAPU
297
DELISTED
Lionheart Acquisition Corp. II Unit
LCAPU
– –
-1,116,749
Closed -$11.1M
DHR.PRA
298
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
0
– -$221K
TLMD
299
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
– –
-28,400
Closed -$288K
BTAQU
300
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
– –
-2,800,000
Closed -$27.9M
10 11
12
13 14