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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPCB
251
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
$1.4M 0.08%
140,700
– –
PMGM
252
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$1.36M 0.08%
136,098
– –
AVAN
253
DELISTED
Avanti Acquisition Corp.
AVAN
$1.36M 0.08%
135,316
– –
SFR
254
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
$1.35M 0.07%
136,065
– –
STET.U
255
DELISTED
ST Energy Transition I Ltd. SAIL securities, each consisting of one Class A ordinary share and one-half of one redeemable warrant
STET.U
$1.31M 0.07%
130,571
– –
OPA
256
DELISTED
Magnum Opus Acquisition Limited
OPA
$1.29M 0.07%
130,000
– –
APCA.U
257
DELISTED
AP Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
APCA.U
$1.27M 0.07%
125,000
– –
CPAQU
258
DELISTED
Counter Press Acquisition Corporation Unit
CPAQU
$1.26M 0.07%
125,000
– –
QGEN icon
259
Qiagen
QGEN
$8.62B
$1.26M 0.07%
28,716
-18,389
-39% -$908K
NFNT.U
260
DELISTED
Infinite Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFNT.U
$1.25M 0.07%
125,000
– –
VMGAU
261
DELISTED
VMG Consumer Acquisition Corp. Unit
VMGAU
$1.25M 0.07%
125,199
– –
BRD
262
DELISTED
Beard Energy Transition Acquisition Corp.
BRD
$1.21M 0.07%
+121,101
New +$1.21M
CSLMU
263
DELISTED
CSLM Acquisition Corp. Unit
CSLMU
$1.2M 0.07%
120,000
– –
SEDA.U
264
DELISTED
SDCL EDGE Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
SEDA.U
$1.2M 0.07%
121,296
– –
GHAC
265
DELISTED
Gaming & Hospitality Acquisition Corp. Class A Common Stock
GHAC
$1.18M 0.07%
119,997
– –
OLITU
266
DELISTED
OmniLit Acquisition Corp. Units
OLITU
$1.13M 0.06%
111,568
– –
FRSG
267
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
$1.1M 0.06%
112,500
– –
WESTW
268
DELISTED
Westrock Coffee Company Warrants
WESTW
$1.09M 0.06%
+754,293
New +$1.13M
DMYS
269
DELISTED
dMY Technology Group, Inc. VI
DMYS
$1.09M 0.06%
+109,428
New +$1.08M
SHCAU
270
DELISTED
Spindletop Health Acquisition Corp. Unit
SHCAU
$1.07M 0.06%
106,161
– –
MVLA
271
DELISTED
Movella Holdings Inc. Common Stock
MVLA
$1.05M 0.06%
105,595
+5,600
+6% +$55.3K
FRLAU
272
DELISTED
Fortune Rise Acquisition Corporation Units
FRLAU
$1.02M 0.06%
100,000
– –
GTI
273
DELISTED
Graphjet Technology
GTI
$1.01M 0.06%
+1,667
New +$1.01M
ACDI.U
274
DELISTED
Ascendant Digital Acquisition Corp. III Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
ACDI.U
$1.01M 0.06%
100,000
– –
SVNAU
275
DELISTED
7 Acquisition Corp Unit
SVNAU
$1.01M 0.06%
100,000
– –
9 10
11
12 13

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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.