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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYGG
251
DELISTED
Vy Global Growth
VYGG
$1.68M 0.08%
170,995
– –
CND.WS
252
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$1.62M 0.08%
607,622
+303,856
+100% +$784K
NVSA
253
DELISTED
New Vista Acquisition Corp Class A Ordinary Shares
NVSA
$1.59M 0.08%
163,476
– –
YSAC
254
DELISTED
Yellowstone Acquisition Company
YSAC
$1.52M 0.08%
149,998
– –
CFFSU
255
DELISTED
CF Acquisition Corp. VII Unit
CFFSU
$1.52M 0.08%
+150,000
New +$1.51M
FLAC
256
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
$1.51M 0.07%
154,560
– –
AOGOU
257
DELISTED
Arogo Capital Acquisition Corp. Unit
AOGOU
$1.5M 0.07%
+150,000
New +$1.5M
OPA
258
DELISTED
Magnum Opus Acquisition Limited
OPA
$1.49M 0.07%
150,000
– –
HGAS
259
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$1.48M 0.07%
150,000
– –
TSIB
260
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$1.46M 0.07%
150,000
– –
HERA
261
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$1.46M 0.07%
150,000
– –
SPWR icon
262
SunPower Inc
SPWR
$60.8M
$1.45M 0.07%
149,996
– –
ARYE
263
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
$1.45M 0.07%
150,000
– –
IONQ.WS
264
IonQ Inc Warrants
IONQ.WS
$4.99B
$1.43M 0.07%
+223,369
New +$1.57M
SPTK
265
DELISTED
SportsTek Acquisition Corp. Class A Common Stock
SPTK
$1.43M 0.07%
146,428
– –
VPCB
266
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
$1.38M 0.07%
140,700
– –
PMGM
267
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$1.34M 0.07%
136,098
– –
SFR
268
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
$1.33M 0.07%
136,065
– –
AVAN
269
DELISTED
Avanti Acquisition Corp.
AVAN
$1.33M 0.07%
135,316
– –
STET.U
270
DELISTED
ST Energy Transition I Ltd. SAIL securities, each consisting of one Class A ordinary share and one-half of one redeemable warrant
STET.U
$1.3M 0.06%
+130,571
New +$1.3M
AAGRW
271
DELISTED
African Agriculture Holdings Inc Warrant
AAGRW
$1.29M 0.06%
+649,815
New +$1.08M
VMGAU
272
DELISTED
VMG Consumer Acquisition Corp. Unit
VMGAU
$1.27M 0.06%
+125,199
New +$1.26M
APCA.U
273
DELISTED
AP Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
APCA.U
$1.26M 0.06%
+125,000
New +$1.26M
NFNT.U
274
DELISTED
Infinite Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFNT.U
$1.26M 0.06%
+125,000
New +$1.26M
ADNWW
275
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$1.24M 0.06%
1,022,498
– –
9 10
11
12 13

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.