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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACII.U
251
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
$1M 0.06%
+100,000
New +$1.05M
CVIIU
252
DELISTED
Churchill Capital Corp VII Units
CVIIU
$997K 0.06%
+100,000
New +$1.03M
ATAQ.U
253
DELISTED
Altimar Acquisition Corp III Units
ATAQ.U
$997K 0.06%
+100,000
New +$1M
ROSS.U
254
DELISTED
Ross Acquisition Corp II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ROSS.U
$996K 0.06%
+100,000
New +$996K
FRXB.U
255
DELISTED
Forest Road Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
FRXB.U
$996K 0.06%
+100,000
New +$1M
LWACU
256
DELISTED
Locust Walk Acquisition Corp. Unit
LWACU
$996K 0.06%
+100,000
New +$1.03M
MACC.U
257
DELISTED
Mission Advancement Corp. Units, each consisting of one share of Class A Common Stock and one-third of one Redeemable Warrant
MACC.U
$994K 0.06%
+100,000
New +$997K
ROCRU
258
DELISTED
Roth CH Acquisition III Co. Unit
ROCRU
$994K 0.06%
+100,000
New +$1M
GGPIU
259
DELISTED
Gores Guggenheim, Inc. Unit
GGPIU
$993K 0.06%
+100,000
New +$995K
EJFAU
260
DELISTED
EJF Acquisition Corp. Unit
EJFAU
$993K 0.06%
+100,000
New +$1,000K
RKLBW
261
DELISTED
Rocket Lab USA, Inc. Warrant
RKLBW
$993K 0.06%
349,790
+266,458
+320% +$603K
CFV
262
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
$990K 0.06%
+99,999
New +$988K
HIGA
263
DELISTED
H.I.G. Acquisition Corp.
HIGA
$989K 0.06%
99,999
– –
PFDRU
264
DELISTED
Pathfinder Acquisition Corporation Unit
PFDRU
$988K 0.06%
+100,000
New +$1.02M
HCII
265
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$985K 0.06%
+99,996
New +$986K
HCIC
266
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$981K 0.06%
+99,996
New +$996K
DHBCU
267
DELISTED
DHB Capital Corp. Unit
DHBCU
$980K 0.06%
+99,062
New +$987K
FPAC
268
DELISTED
Far Peak Acquisition Corporation
FPAC
$976K 0.06%
+99,996
New +$1.03M
BIOT
269
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
$971K 0.06%
+100,000
New +$968K
SLCR
270
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
$970K 0.06%
+100,000
New +$972K
POW
271
DELISTED
Powered Brands Class A Ordinary Shares
POW
$969K 0.06%
+99,999
New +$974K
BKSY icon
272
BlackSky Technology
BKSY
$919M
$963K 0.06%
11,672
-38,003
-77% -$3.37M
AKIC
273
DELISTED
Sports Ventures Acquisition Corp. Class A Ordinary Shares
AKIC
$962K 0.06%
+99,996
New +$987K
VLTA
274
DELISTED
Volta Inc.
VLTA
$958K 0.06%
87,726
-10,600
-11% -$131K
SFTW.WS
275
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$915K 0.05%
541,430
+342,730
+172% +$720K
9 10
11
12 13

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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.