CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
+10.08%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
-$477M
Cap. Flow %
-29.06%
Top 10 Hldgs %
43.83%
Holding
376
New
185
Increased
14
Reduced
24
Closed
74

Top Buys

1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$30.3M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$28.9M
3
OPAD icon
Offerpad Solutions
OPAD
$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M

Top Sells

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
$11.1M
4
RMO
Romeo Power, Inc.
RMO
$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Industrials 3.8%
4 Healthcare 3.63%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HIGA.WS
251
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$44K ﹤0.01%
+33,333
New +$44K
TOIIW
252
The Oncology Institute, Inc. Warrant
TOIIW
$11.6M
$43K ﹤0.01%
+22,000
New +$43K
SEAH.WS
253
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$34K ﹤0.01%
+24,999
New +$34K
GSMGW
254
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$32K ﹤0.01%
400,000
– –
PCPL.WS
255
DELISTED
CC Neuberger Principal Holdings I Warrants, each whole warrant exercisable for one Class A ordinary
PCPL.WS
$31K ﹤0.01%
13,243
-323,773
-96% -$758K
TLMDW
256
DELISTED
SOC Telemed, Inc. Warrants
TLMDW
$30K ﹤0.01%
+24,700
New +$30K
BRMK.WS
257
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
$25K ﹤0.01%
91,312
– –
OACB.WS
258
DELISTED
Oaktree Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share
OACB.WS
$24K ﹤0.01%
+12,499
New +$24K
HYZNW
259
DELISTED
Hyzon Motors Inc. Warrants
HYZNW
$22K ﹤0.01%
+11,837
New +$22K
STRDW
260
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$13K ﹤0.01%
91,380
– –
ADN icon
261
Advent Technologies
ADN
$8.44M
– –
-4,091
Closed -$1.27M
ARKO icon
262
ARKO Corp
ARKO
$550M
– –
-139,562
Closed -$1.4M
ASLE icon
263
AerSale
ASLE
$405M
– –
-495,346
Closed -$5.07M
BFLY icon
264
Butterfly Network
BFLY
$385M
– –
-710,496
Closed -$6.97M
CHPT icon
265
ChargePoint
CHPT
$238M
– –
-500
Closed -$156K
CLOV icon
266
Clover Health Investments
CLOV
$1.38B
– –
-41,100
Closed -$512K
CURI icon
267
CuriosityStream
CURI
$265M
– –
-747,533
Closed -$7.45M
CVS icon
268
CVS Health
CVS
$93.5B
– –
0
– –
EOSE icon
269
Eos Energy Enterprises
EOSE
$2.05B
– –
-329,845
Closed -$3.3M
GILD icon
270
Gilead Sciences
GILD
$140B
– –
0
– –
KXIN icon
271
Kaixin Holdings
KXIN
$6.54M
– –
-23
Closed -$12K
LAZR icon
272
Luminar Technologies
LAZR
$116M
– –
-2,694
Closed -$462K
MVST icon
273
Microvast
MVST
$819M
– –
-772,904
Closed -$7.87M
NUKK icon
274
Nukkleus
NUKK
$33.4M
– –
-26,510
Closed -$1.48M
NUKKW icon
275
Nukkleus Inc. Warrants
NUKKW
$42.3M
– –
-151,487
Closed -$27K
9 10
11
12 13