CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
376
New
Increased
Reduced
Closed

Top Buys

1
+$28M
2
+$27.4M
3
+$22.6M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M

Top Sells

1
+$27.9M
2
+$16M
3
+$11.1M
4
RMO
Romeo Power, Inc.
RMO
+$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Healthcare 3.83%
4 Industrials 3.6%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
251
$44K ﹤0.01%
+33,333
252
$43K ﹤0.01%
+22,000
253
$34K ﹤0.01%
+24,999
254
$32K ﹤0.01%
400,000
255
$31K ﹤0.01%
13,243
-323,773
256
$30K ﹤0.01%
+24,700
257
$25K ﹤0.01%
91,312
258
$24K ﹤0.01%
+12,499
259
$22K ﹤0.01%
+11,837
260
$13K ﹤0.01%
91,380
261
– –
0
262
– –
-400,200
263
– –
-93,747
264
– –
-29,500
265
– –
-120,635
266
– –
-627,614
267
– –
-1,176,566
268
– –
-303,467
269
– –
-1,600,000
270
– –
-4,091
271
– –
-139,562
272
– –
-203,000
273
– –
-550,000
274
– –
-450,000
275
– –
-250,000
9 10
11
12 13