CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
376
New
Increased
Reduced
Closed

Top Buys

1
+$30.3M
2
+$28.9M
3
+$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M

Top Sells

1
+$27.9M
2
+$16M
3
+$11.1M
4
RMO
Romeo Power, Inc.
RMO
+$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Healthcare 3.83%
4 Industrials 3.6%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
251
$44K ﹤0.01%
+33,333
252
$43K ﹤0.01%
+22,000
253
$34K ﹤0.01%
+24,999
254
$32K ﹤0.01%
400,000
255
$31K ﹤0.01%
13,243
-323,773
256
$30K ﹤0.01%
+24,700
257
$25K ﹤0.01%
91,312
258
$24K ﹤0.01%
+12,499
259
$22K ﹤0.01%
+11,837
260
$13K ﹤0.01%
91,380
261
– –
-4,091
262
– –
-139,562
263
– –
-495,346
264
– –
-710,496
265
– –
-500
266
– –
-41,100
267
– –
-747,533
268
– –
0
269
– –
-329,845
270
– –
0
271
– –
-23
272
– –
-2,694
273
– –
-772,904
274
– –
-26,510
275
– –
-151,487
9 10
11
12 13