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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.14B
AUM Growth
-$672M
Cap. Flow
-$890M
Cap. Flow %
-78.37%
Top 10 Hldgs %
28.95%
Holding
825
New
136
Increased
16
Reduced
26
Closed
290

Top Buys

Rank Stock Value
1
ENTF
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
+$15.5M
2
IVCB
Investcorp Europe Acquisition Corp I Class A Ordinary Shares
IVCB
+$15.3M
3
TLGY
TLGY Acquisition Corporation Class A Ordinary Share
TLGY
+$14M
4
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$10.9M
5
GEEX
Games & Esports Experience Acquisition Corp. Class A Ordinary Shares
GEEX
+$9.19M

Top Sells

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$20.8M
2
AAGR
African Agriculture Holdings Inc
AAGR
+$19.5M
3
SCAQ
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
+$17.1M
4
SEPA
SEP Acquisition Corp Class A Common Stock
SEPA
+$16.9M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 52.91%
2 Technology 5.1%
3 Industrials 3.06%
4 Materials 2.42%
5 Healthcare 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLBTW
226
DELISTED
Cellebrite DI Ltd. Warrants
CLBTW
$137K 0.01%
210,918
– –
AGILW
227
DELISTED
AgileThought Inc Warrant
AGILW
$135K 0.01%
380,000
– –
TE.WS
228
DELISTED
T1 Energy Inc Warrants
TE.WS
$134K 0.01%
47,899
-60,558
-56% -$294K
CDRO icon
229
Codere Online
CDRO
$422M
$131K 0.01%
50,708
– –
IRRX.WS
230
DELISTED
Integrated Rail and Resources Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
IRRX.WS
$125K 0.01%
940,000
– –
EVGOW
231
DELISTED
EVgo Inc Warrants
EVGOW
$124K 0.01%
185,652
– –
BNNR
232
DELISTED
Banner Acquisition Corp. Class A Common Stock
BNNR
$112K 0.01%
11,100
– –
GWH.WS
233
DELISTED
ESS Tech Inc Warrant
GWH.WS
$111K 0.01%
413,119
– –
ASTLW icon
234
Algoma Steel Group Warrant
ASTLW
$242K
$110K 0.01%
96,538
-143,700
-60% -$161K
SLND.WS icon
235
Southland Holdings Warrants
SLND.WS
$1.41M
$107K 0.01%
261,692
-17,445
-6% -$6.73K
GCMGW
236
DELISTED
GCM Grosvenor Inc Warrant
GCMGW
$102K 0.01%
224,699
– –
DGNU
237
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$98.5K 0.01%
10,000
– –
HPX.WS
238
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$95.5K 0.01%
242,800
– –
BHACW
239
DELISTED
Focus Impact BH3 Acquisition Company Warrants
BHACW
$90.6K 0.01%
990,000
– –
SPIR icon
240
Spire Global
SPIR
$408M
$85.6K 0.01%
+11,148
New +$109K
CDROW icon
241
Codere Online Luxembourg Warrants
CDROW
$5.77M
$85.5K 0.01%
371,933
– –
NNAVW
242
DELISTED
NextNav Inc Warrant
NNAVW
$85.3K 0.01%
226,787
– –
ETWO.WS
243
DELISTED
E2open Parent Holdings, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
ETWO.WS
$78.6K 0.01%
93,243
– –
ROIVW
244
DELISTED
Roivant Sciences Ltd. Warrant
ROIVW
$75.2K 0.01%
39,144
– –
ZFOXW
245
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$73.2K 0.01%
424,230
– –
GGAAW
246
DELISTED
Genesis Growth Tech Acquisition Corp. Warrant
GGAAW
$71.6K 0.01%
349,200
– –
GFX.WS
247
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
$71.3K 0.01%
474,999
– –
LEV
248
DELISTED
The Lion Electric Company
LEV
$71.1K 0.01%
+31,750
New +$85.9K
HWELW
249
DELISTED
Healthwell Acquisition Corp. I Warrant
HWELW
$63K 0.01%
1,197,492
– –
BURU.WS
250
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$61.3K 0.01%
975,896
– –
8 9
10
11 12

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GCMG
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AGP
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KI
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MWM
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Castle Creek Arbitrage's Q4 2022 Portfolio in Review

As of Q4 2022, Castle Creek Arbitrage held 825 positions worth $1.14B, down 37% from $1.81B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Castle Creek Arbitrage withdrew a net $890M in Q4 2022, closing 290 positions and reducing 26 holdings. Its most notable exit was Social Capital Hedosophia Holdings Corp. VI, an estimated $20.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 53% of assets, up from 47% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares worth $15.6M.

  • Castle Creek Arbitrage's largest Q4 2022 buy was Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares: 1,518,740 shares worth $15.6M.
  • Castle Creek Arbitrage added most to TLGY Acquisition Corporation Class A Ordinary Share in Q4 2022, an estimated $14M increase.
  • Castle Creek Arbitrage's biggest Q4 2022 reduction was Focus Impact BH3 Acquisition Company Class A Common Stock, cutting an estimated $14.8M.
  • Castle Creek Arbitrage fully exited Social Capital Hedosophia Holdings Corp. VI in Q4 2022, selling an estimated $20.8M.
  • Castle Creek Arbitrage's ten largest holdings make up 29% of its $1.14B portfolio in Q4 2022.
  • Castle Creek Arbitrage opened 136 new positions and closed 290 in Q4 2022.
  • Castle Creek Arbitrage's portfolio value fell 37% quarter-over-quarter to $1.14B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2022, filed 14 Feb 2023.