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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFIN.U
226
DELISTED
InFinT Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
IFIN.U
$2M 0.1%
+200,000
New +$2.01M
MTVC.U
227
DELISTED
Motive Capital Corp II Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
MTVC.U
$1.99M 0.1%
+200,000
New +$2M
GLS
228
DELISTED
Gelesis Holdings, Inc.
GLS
$1.99M 0.1%
199,998
– –
GRNA
229
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$1.98M 0.1%
200,000
– –
PACX
230
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$1.97M 0.1%
199,998
– –
SPAQ
231
DELISTED
Spartan Acquisition Corp. III
SPAQ
$1.97M 0.1%
199,996
– –
GOAC
232
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$1.97M 0.1%
199,998
– –
NMMC
233
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$1.97M 0.1%
200,000
– –
WARR
234
DELISTED
Warrior Technologies Acquisition Company
WARR
$1.96M 0.1%
200,000
– –
IGAC
235
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$1.96M 0.1%
200,000
– –
SNRH
236
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$1.95M 0.1%
200,000
– –
OEPW
237
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
$1.95M 0.1%
199,998
– –
AONC
238
DELISTED
American Oncology Network, Inc. Class A Common Stock
AONC
$1.95M 0.1%
200,000
– –
AUS
239
DELISTED
Austerlitz Acquisition Corporation I
AUS
$1.94M 0.1%
199,996
– –
QNGY
240
DELISTED
Quanergy Systems, Inc.
QNGY
$1.94M 0.1%
9,700
– –
ESM
241
DELISTED
ESM Acquisition Corporation
ESM
$1.94M 0.1%
199,995
– –
AGGR
242
DELISTED
Agile Growth Corp
AGGR
$1.94M 0.1%
199,911
– –
TRCA
243
DELISTED
Twin Ridge Capital Acquisition Corp.
TRCA
$1.94M 0.1%
199,998
– –
FNVTU
244
DELISTED
Finnovate Acquisition Corp. Units
FNVTU
$1.92M 0.1%
+189,209
New +$1.91M
APN.U
245
DELISTED
Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant
APN.U
$1.91M 0.1%
+189,358
New +$1.91M
PDYNW icon
246
Palladyne AI Corp Warrants
PDYNW
$240K
$1.84M 0.09%
948,762
-28,322
-3% -$30.7K
LFTR
247
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
$1.77M 0.09%
180,474
– –
RMGC
248
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$1.71M 0.08%
174,995
– –
SPGS
249
DELISTED
Simon Property Group Acquisition Holdings, Inc.
SPGS
$1.7M 0.08%
174,990
– –
BLUA
250
DELISTED
BlueRiver Acquisition Corp.
BLUA
$1.7M 0.08%
174,996
– –
8 9
10
11 12

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.