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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOND
226
DELISTED
Sonder
SOND
$1.12M 0.06%
5,684
– –
VLD
227
DELISTED
Velo3D, Inc.
VLD
$1.12M 0.06%
3,814
-13,323
-78% -$4.62M
FRSG
228
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
$1.11M 0.06%
112,500
– –
MVSTW
229
DELISTED
Microvast Holdings Warrants
MVSTW
$1.05M 0.06%
504,704
-50,000
-9% -$144K
JUGGU
230
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
$1.01M 0.06%
100,000
– –
CTAQU
231
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$996K 0.06%
100,000
– –
REVH
232
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$990K 0.06%
101,990
– –
CFV
233
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
$990K 0.06%
99,999
– –
MVLA
234
DELISTED
Movella Holdings Inc. Common Stock
MVLA
$987K 0.06%
99,995
– –
EJFA
235
DELISTED
EJF Acquisition Corp. Class A Ordinary Share
EJFA
$986K 0.06%
99,996
– –
SWSSU
236
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
$983K 0.06%
+197,144
New +$978K
SLCR
237
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
$983K 0.06%
100,000
– –
POW
238
DELISTED
Powered Brands Class A Ordinary Shares
POW
$978K 0.06%
99,999
– –
HIGA
239
DELISTED
H.I.G. Acquisition Corp.
HIGA
$977K 0.06%
99,999
– –
ACII
240
DELISTED
Atlas Crest Investment Corp. II
ACII
$976K 0.06%
+99,996
New +$972K
CRU
241
DELISTED
Crucible Acquisition Corporation
CRU
$976K 0.06%
99,996
– –
BIOT
242
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
$974K 0.06%
100,000
– –
HCII
243
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$974K 0.06%
99,996
– –
ATAQ
244
DELISTED
Altimar Acquisition Corp III
ATAQ
$973K 0.05%
100,000
– –
AKIC
245
DELISTED
Sports Ventures Acquisition Corp. Class A Ordinary Shares
AKIC
$973K 0.05%
99,996
– –
FRXB
246
DELISTED
Forest Road Acquisition Corp. II
FRXB
$971K 0.05%
100,000
– –
MACC
247
DELISTED
Mission Advancement Corp.
MACC
$970K 0.05%
99,999
– –
ROSS
248
DELISTED
Ross Acquisition Corp II
ROSS
$969K 0.05%
99,996
– –
VIHAW
249
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
$969K 0.05%
602,030
– –
POND
250
DELISTED
Angel Pond Holdings Corporation
POND
$966K 0.05%
+99,996
New +$964K
8 9
10
11 12

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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.