CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.72B
AUM Growth
+$75.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
661
New
Increased
Reduced
Closed

Top Buys

1
+$20M
2
+$18.9M
3
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

1
+$19.4M
2
+$18.8M
3
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
226
$1.46M 0.09%
+150,000
227
$1.45M 0.08%
745,738
-4,361
228
$1.45M 0.08%
+146,429
229
$1.41M 0.08%
1,314,206
-65,550
230
$1.39M 0.08%
+128,775
231
$1.33M 0.08%
+136,065
232
$1.32M 0.08%
+136,098
233
$1.31M 0.08%
+5,226
234
$1.31M 0.08%
+86,166
235
$1.22M 0.07%
+124,876
236
$1.17M 0.07%
+119,997
237
$1.14M 0.07%
393,429
238
$1.14M 0.07%
3,802
-2,839
239
– –
-574,636
240
$1.13M 0.07%
+112,500
241
$1.08M 0.06%
1,067,120
242
$1.07M 0.06%
186,445
-3,689
243
$1.05M 0.06%
105,323
-344,633
244
$1.04M 0.06%
+100,000
245
$1.04M 0.06%
562,937
-110,549
246
$1.03M 0.06%
725,805
247
$1.02M 0.06%
+101,995
248
$1.02M 0.06%
995,896
249
$1M 0.06%
+99,996
250
$1M 0.06%
+154,235
8 9
10
11 12