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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMPS
226
DELISTED
Altus Power
AMPS
$1.46M 0.09%
+150,000
New +$1.53M
TMPOW
227
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$1.45M 0.08%
745,738
-4,361
-0.6% -$10.7K
SPTKU
228
DELISTED
SportsTek Acquisition Corp. Unit
SPTKU
$1.45M 0.08%
+146,429
New +$1.47M
BTAQW
229
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$1.41M 0.08%
1,314,206
-65,550
-5% -$135K
IONQ icon
230
IonQ
IONQ
$11.9B
$1.39M 0.08%
+128,775
New +$1.5M
SFR
231
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
$1.33M 0.08%
+136,065
New +$1.39M
PMGM
232
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$1.32M 0.08%
+136,098
New +$1.33M
HIPO icon
233
Hippo Holdings
HIPO
$777M
$1.31M 0.08%
+5,226
New +$1.52M
CHPT.WS
234
DELISTED
ChargePoint Holdings, Inc. Warrants, exercisable for one share of Common Stock
CHPT.WS
$1.31M 0.08%
+86,166
New +$1.04M
PV
235
DELISTED
Primavera Capital Acquisition Corporation
PV
$1.22M 0.07%
+124,876
New +$1.23M
GHAC
236
DELISTED
Gaming & Hospitality Acquisition Corp. Class A Common Stock
GHAC
$1.17M 0.07%
+119,997
New +$1.17M
FST.WS
237
DELISTED
FAST Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FST.WS
$1.14M 0.07%
393,429
– –
ML
238
DELISTED
MoneyLion Inc.
ML
$1.14M 0.07%
3,802
-2,839
-43% -$948K
TMC icon
239
TMC The Metals Company
TMC
$1.49B
– –
-574,636
Closed -$6.24M
FRSGU
240
DELISTED
First Reserve Sustainable Growth Corp. Unit
FRSGU
$1.13M 0.07%
+112,500
New +$1.13M
MKTWW
241
DELISTED
MarketWise, Inc. Warrant
MKTWW
$1.08M 0.06%
1,067,120
– –
PTRAW
242
DELISTED
Proterra Inc. Warrant
PTRAW
$1.07M 0.06%
186,445
-3,689
-2% -$24.2K
ALUS
243
DELISTED
Alussa Energy Acquisition Corp
ALUS
$1.05M 0.06%
105,323
-344,633
-77% -$3.85M
TBA
244
DELISTED
Thoma Bravo Advantage
TBA
$1.04M 0.06%
+100,000
New +$1.16M
SPNV.WS
245
DELISTED
Supernova Partners Acquisition Company, Inc. Warrants, each whole warrant exercisable for one share
SPNV.WS
$1.04M 0.06%
562,937
-110,549
-16% -$260K
ASPL.WS
246
DELISTED
Aspirational Consumer Lifestyle Corp. Redeemable Warrants, each whole warrant exercisable for one Cl
ASPL.WS
$1.03M 0.06%
725,805
– –
REVHU
247
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Units
REVHU
$1.02M 0.06%
+101,995
New +$1.02M
BURU.WS
248
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$1.02M 0.06%
995,896
– –
CRU
249
DELISTED
Crucible Acquisition Corporation
CRU
$1M 0.06%
+99,996
New +$1M
BFLY.WS
250
DELISTED
Butterfly Network Inc Warrants
BFLY.WS
$1M 0.06%
+154,235
New +$1.26M
8 9
10
11 12

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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.