CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
+10.08%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
-$477M
Cap. Flow %
-29.06%
Top 10 Hldgs %
43.83%
Holding
376
New
185
Increased
14
Reduced
24
Closed
74

Top Buys

1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$30.3M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$28.9M
3
OPAD icon
Offerpad Solutions
OPAD
$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M

Top Sells

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
$11.1M
4
RMO
Romeo Power, Inc.
RMO
$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Industrials 3.8%
4 Healthcare 3.63%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FCACW
226
DELISTED
Falcon Capital Acquisition Corp. Warrant
FCACW
$124K 0.01%
+57,499
New +$124K
GIX.RT
227
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$122K 0.01%
296,500
– –
EVGOW icon
228
EVgo Inc. Warrants
EVGOW
$2.78M
$112K 0.01%
+62,499
New +$112K
IPOD.WS
229
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$111K 0.01%
+30,000
New +$111K
GHVIU
230
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
$106K 0.01%
+10,000
New +$106K
OAC.WS
231
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$106K 0.01%
27,186
-39,480
-59% -$154K
DEH.WS
232
DELISTED
D8 Holdings Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exer
DEH.WS
$105K 0.01%
+100,000
New +$105K
LVOXW
233
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$103K 0.01%
68,504
– –
MLAC
234
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$100K 0.01%
+10,084
New +$100K
GOAC.WS
235
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$100K 0.01%
66,666
– –
BROGW
236
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$93K 0.01%
149,850
– –
YSAC.WS
237
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$93K 0.01%
+74,999
New +$93K
ASAQ.WS
238
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$82K 0.01%
+74,999
New +$82K
VYGG.WS
239
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
$82K 0.01%
+39,999
New +$82K
QSIAW
240
Quantum-Si Incorporated Warrant
QSIAW
$73.4M
$76K ﹤0.01%
+66,666
New +$76K
ALTG.WS
241
DELISTED
Alta Equipment Group Inc. Warrants, each whole warrant exercisable for one share of Common Stock, ea
ALTG.WS
$75K ﹤0.01%
37,500
– –
LACQW
242
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$71K ﹤0.01%
89,881
– –
NESRW
243
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$65K ﹤0.01%
47,519
– –
SCPE.WS
244
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$64K ﹤0.01%
47,499
– –
IACA.WS
245
DELISTED
ION Acquisition Corp 1 Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
IACA.WS
$63K ﹤0.01%
+17,596
New +$63K
WPF.WS
246
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
$61K ﹤0.01%
24,214
– –
WGSWW
247
GeneDx Holdings Corp. Warrant
WGSWW
$3.04M
$54K ﹤0.01%
+19,632
New +$54K
XOSWW
248
Xos, Inc. Warrants
XOSWW
$120K
$50K ﹤0.01%
+33,333
New +$50K
HOFVW
249
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$47K ﹤0.01%
182,301
– –
IMTXW
250
DELISTED
Immatics N.V. Warrants
IMTXW
$47K ﹤0.01%
16,406
-8,194
-33% -$23.5K
8 9
10
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