CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
376
New
Increased
Reduced
Closed

Top Buys

1
+$30.3M
2
+$28.9M
3
+$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M

Top Sells

1
+$27.9M
2
+$16M
3
+$11.1M
4
RMO
Romeo Power, Inc.
RMO
+$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Healthcare 3.83%
4 Industrials 3.6%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
226
$124K 0.01%
+57,499
227
$122K 0.01%
296,500
228
$112K 0.01%
+62,499
229
$111K 0.01%
+30,000
230
$106K 0.01%
+10,000
231
$106K 0.01%
27,186
-39,480
232
$105K 0.01%
+100,000
233
$103K 0.01%
68,504
234
$100K 0.01%
+10,084
235
$100K 0.01%
66,666
236
$93K 0.01%
149,850
237
$93K 0.01%
+74,999
238
$82K 0.01%
+74,999
239
$82K 0.01%
+39,999
240
$76K ﹤0.01%
+66,666
241
$75K ﹤0.01%
37,500
242
$71K ﹤0.01%
89,881
243
$65K ﹤0.01%
47,519
244
$64K ﹤0.01%
47,499
245
$63K ﹤0.01%
+17,596
246
$61K ﹤0.01%
24,214
247
$54K ﹤0.01%
+19,632
248
$50K ﹤0.01%
+33,333
249
$47K ﹤0.01%
182,301
250
$47K ﹤0.01%
16,406
-8,194
8 9
10
11 12