We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
201
PPG Industries
PPG
$25.7B
$580K 0.04%
4,752
+1,632
+52% +$191K
SBUX icon
202
Starbucks
SBUX
$119B
$578K 0.04%
6,732
+379
+6% +$30.2K
HFRO
203
Highland Opportunities and Income Fund
HFRO
$404M
$574K 0.04%
66,900
+600
+0.9% +$5.05K
HON icon
204
Honeywell
HON
$77B
$574K 0.04%
3,701
-887
-19% -$132K
WCLD
205
WisdomTree Cloud Computing Fund
WCLD
$305M
$551K 0.04%
12,908
-1,317
-9% -$54.3K
GIS icon
206
General Mills
GIS
$19.9B
$549K 0.04%
8,905
-347
-4% -$21.7K
CRM icon
207
Salesforce
CRM
$162B
$546K 0.04%
2,174
+57
+3% +$12.5K
IHI icon
208
iShares US Medical Devices ETF
IHI
$3.44B
$545K 0.04%
10,926
+480
+5% +$23.2K
IGC icon
209
IGC Pharma
IGC
$27.9M
$535K 0.04%
515,000
– –
LQD icon
210
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$535K 0.04%
3,975
-7,433
-65% -$1.01M
IYC icon
211
iShares US Consumer Discretionary ETF
IYC
$1.23B
$532K 0.04%
8,516
+256
+3% +$15.5K
IYW icon
212
iShares US Technology ETF
IYW
$25.3B
$525K 0.04%
6,984
– –
ZM icon
213
Zoom
ZM
$31.4B
$521K 0.04%
1,109
-500
-31% -$160K
DBEF icon
214
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$518K 0.04%
16,929
-2,998
-15% -$92.2K
LOB icon
215
Live Oak Bancshares
LOB
$1.95B
$517K 0.04%
20,445
-16,145
-44% -$314K
IGSB icon
216
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$508K 0.04%
9,255
+10
+0.1% +$549
IBB icon
217
iShares Biotechnology ETF
IBB
$9.82B
$505K 0.04%
3,734
-4,136
-53% -$561K
TJX icon
218
TJX Companies
TJX
$175B
$494K 0.04%
8,890
-552
-6% -$29.8K
EEMV icon
219
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
$493K 0.04%
8,938
-128
-1% -$7.07K
SCHR
220
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$493K 0.04%
16,820
+3,312
+25% +$97.2K
YUM icon
221
Yum! Brands
YUM
$39.7B
$482K 0.04%
5,286
-49
-0.9% -$4.52K
IEMG icon
222
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$476K 0.04%
9,029
-55
-0.6% -$2.88K
ZBH icon
223
Zimmer Biomet
ZBH
$18.7B
$467K 0.04%
3,540
-306
-8% -$40K
TXN icon
224
Texas Instruments
TXN
$256B
$466K 0.04%
3,264
-13
-0.4% -$1.77K
EMR icon
225
Emerson Electric
EMR
$88.5B
$454K 0.04%
6,938
-1,435
-17% -$94.5K
7 8
9
10 11

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.