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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
201
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$556K 0.05%
3,757
+88
+2% +$13.2K
ITW icon
202
Illinois Tool Works
ITW
$84.5B
$552K 0.05%
3,533
+201
+6% +$30.5K
KMI icon
203
Kinder Morgan
KMI
$68.7B
$543K 0.05%
26,387
-1,164
-4% -$23.9K
AHRT
204
AH Realty Trust
AHRT
$517M
$531K 0.05%
29,386
+1
+0% +$17
TGT icon
205
Target
TGT
$68B
$520K 0.05%
4,867
-108
-2% -$10.3K
TJX icon
206
TJX Companies
TJX
$178B
$520K 0.05%
9,332
+616
+7% +$33.6K
MDLZ icon
207
Mondelez International
MDLZ
$79.9B
$516K 0.05%
9,342
-2,003
-18% -$110K
UNH icon
208
UnitedHealth
UNH
$370B
$515K 0.05%
2,373
-151
-6% -$36.4K
COKE icon
209
Coca-Cola Consolidated
COKE
$12.8B
$511K 0.04%
16,840
-4,160
-20% -$130K
QMN
210
DELISTED
IQ Hedge Market Neutral Tracker ETF
QMN
$506K 0.04%
+19,089
New +$504K
TROW icon
211
T. Rowe Price
TROW
$24.3B
$505K 0.04%
4,427
+1,877
+74% +$209K
RTN
212
DELISTED
Raytheon Company
RTN
$498K 0.04%
2,543
-158
-6% -$29.3K
ARKQ icon
213
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.1B
$492K 0.04%
15,543
-4,180
-21% -$135K
YUM icon
214
Yum! Brands
YUM
$41.1B
$491K 0.04%
4,337
-750
-15% -$85.7K
EFA icon
215
iShares MSCI EAFE ETF
EFA
$80.2B
$489K 0.04%
7,505
-2,384
-24% -$154K
AEP icon
216
American Electric Power
AEP
$68.4B
$486K 0.04%
5,192
+128
+3% +$11.6K
GIS icon
217
General Mills
GIS
$19.7B
$486K 0.04%
8,831
-438
-5% -$23.6K
IYC icon
218
iShares US Consumer Discretionary ETF
IYC
$1.23B
$482K 0.04%
8,872
-568
-6% -$31.2K
SNA icon
219
Snap-on
SNA
$21.5B
$478K 0.04%
3,056
+3,000
+5,357% +$461K
VCIT icon
220
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$478K 0.04%
5,243
-181
-3% -$16.4K
IAU icon
221
iShares Gold Trust
IAU
$67.5B
$470K 0.04%
16,678
-1,422
-8% -$40.1K
MUB icon
222
iShares National Muni Bond ETF
MUB
$45.5B
$468K 0.04%
4,106
-38
-0.9% -$4.33K
LMT icon
223
Lockheed Martin
LMT
$136B
$467K 0.04%
1,198
-54
-4% -$20.3K
VFC icon
224
VF Corp
VFC
$5.89B
$463K 0.04%
5,203
+121
+2% +$10.3K
GPC icon
225
Genuine Parts
GPC
$18.7B
$461K 0.04%
4,639
– –
7 8
9
10 11

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.