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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSIE icon
201
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.09B
$377K 0.04%
12,847
– –
TJX icon
202
TJX Companies
TJX
$179B
$376K 0.04%
7,920
+760
+11% +$33.4K
KMB icon
203
Kimberly-Clark
KMB
$36.1B
$371K 0.04%
3,531
-572
-14% -$59.4K
TGT icon
204
Target
TGT
$66.8B
$369K 0.04%
4,853
+1
+0% +$74
PPG icon
205
PPG Industries
PPG
$26B
$362K 0.04%
3,493
-444
-11% -$47K
CVS icon
206
CVS Health
CVS
$123B
$361K 0.04%
5,619
+326
+6% +$21.5K
STT icon
207
State Street
STT
$50.8B
$353K 0.04%
3,800
-47
-1% -$4.66K
SDY icon
208
State Street SPDR S&P Dividend ETF
SDY
$23.7B
$351K 0.04%
3,788
+523
+16% +$48.2K
BX icon
209
Blackstone
BX
$107B
$348K 0.04%
10,839
+1,228
+13% +$39.1K
NVS icon
210
Novartis
NVS
$293B
$348K 0.04%
5,146
+163
+3% +$11.2K
FITB
211
Fifth Third Bancorp
FITB
$51.7B
$347K 0.04%
12,120
– –
MUB icon
212
iShares National Muni Bond ETF
MUB
$45.3B
$345K 0.04%
3,165
-349
-10% -$37.9K
ALGN icon
213
Align Technology
ALGN
$12B
$342K 0.04%
1,000
-350
-26% -$104K
PNC icon
214
PNC Financial Services
PNC
$101B
$340K 0.04%
2,520
+230
+10% +$33.6K
YUM icon
215
Yum! Brands
YUM
$41.6B
$339K 0.04%
4,336
– –
KEY icon
216
KeyCorp
KEY
$24.3B
$336K 0.04%
17,222
– –
CL icon
217
Colgate-Palmolive
CL
$74.1B
$335K 0.04%
5,180
+241
+5% +$15.8K
MGK icon
218
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$331K 0.04%
13,945
+20
+0.1% +$467
AMP icon
219
Ameriprise Financial
AMP
$49.5B
$330K 0.04%
2,363
– –
ZBH icon
220
Zimmer Biomet
ZBH
$18.5B
$330K 0.04%
3,058
-124
-4% -$13.5K
SBUX icon
221
Starbucks
SBUX
$120B
$329K 0.04%
6,741
+90
+1% +$5.11K
LQD icon
222
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$328K 0.04%
2,869
+490
+21% +$56.4K
TIP icon
223
iShares TIPS Bond ETF
TIP
$14.5B
$323K 0.03%
2,862
-50
-2% -$5.61K
FVD icon
224
First Trust Value Line Dividend Fund
FVD
$8.38B
$317K 0.03%
10,476
-780
-7% -$23.4K
TXN icon
225
Texas Instruments
TXN
$254B
$314K 0.03%
2,854
-129
-4% -$14K
7 8
9
10 11

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.