CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.5M
Cap. Flow %
8.18%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
327
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$2.49M
5
XOM icon
Exxon Mobil
XOM
$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$945K
3
WT icon
WisdomTree
WT
$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CMCSA icon
201
Comcast
CMCSA
$125B
$280K 0.04%
8,466
-418
-5% -$13.8K
SSB icon
202
SouthState Bank Corporation
SSB
$10.5B
$276K 0.04%
3,685
– –
NWL icon
203
Newell Brands
NWL
$2.64B
$271K 0.04%
5,160
– –
O icon
204
Realty Income
O
$53.3B
$271K 0.04%
4,182
+207
+5% +$13.4K
NEE icon
205
NextEra Energy, Inc.
NEE
$146B
$266K 0.04%
8,712
-824
-9% -$25.2K
BSJG
206
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$264K 0.04%
10,258
– –
KKR icon
207
KKR & Co
KKR
$122B
$263K 0.04%
18,495
+2,202
+14% +$31.3K
ABBV icon
208
AbbVie
ABBV
$376B
$262K 0.04%
4,158
+247
+6% +$15.6K
BBRC
209
DELISTED
Columbia Beyond BRICs ETF
BBRC
$262K 0.04%
16,250
-960
-6% -$15.5K
RJF icon
210
Raymond James Financial
RJF
$34.1B
$261K 0.04%
6,750
– –
UNH icon
211
UnitedHealth
UNH
$281B
$260K 0.04%
1,858
+108
+6% +$15.1K
IWD icon
212
iShares Russell 1000 Value ETF
IWD
$63.7B
$258K 0.04%
2,450
+2,303
+1,567% +$243K
RSP icon
213
Invesco S&P 500 Equal Weight ETF
RSP
$74B
$257K 0.04%
3,078
– –
CAT icon
214
Caterpillar
CAT
$197B
$255K 0.04%
2,879
-88
-3% -$7.79K
CORP icon
215
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.33B
$249K 0.04%
2,342
+701
+43% +$74.5K
VOT icon
216
Vanguard Mid-Cap Growth ETF
VOT
$17.6B
$249K 0.04%
2,345
+74
+3% +$7.86K
FITB icon
217
Fifth Third Bancorp
FITB
$30.6B
$248K 0.04%
12,163
+462
+4% +$9.42K
ABT icon
218
Abbott
ABT
$231B
$247K 0.04%
5,864
+520
+10% +$21.9K
SLV icon
219
iShares Silver Trust
SLV
$20B
$245K 0.04%
13,495
+12,300
+1,029% +$223K
BKLN icon
220
Invesco Senior Loan ETF
BKLN
$6.97B
$240K 0.04%
10,356
+344
+3% +$7.97K
EOG icon
221
EOG Resources
EOG
$66.4B
$238K 0.04%
2,464
-96
-4% -$9.27K
CXP
222
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$228K 0.03%
10,213
+733
+8% +$16.4K
AXP icon
223
American Express
AXP
$230B
$225K 0.03%
3,527
-125
-3% -$7.97K
BHI
224
DELISTED
Baker Hughes
BHI
$225K 0.03%
4,476
– –
PHYS icon
225
Sprott Physical Gold
PHYS
$12.7B
$224K 0.03%
20,500
– –
7 8
9
10 11