We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
201
Comcast
CMCSA
$90B
$280K 0.04%
8,466
-418
-5% -$13.9K
SSB icon
202
SouthState Bank Corp
SSB
$10.5B
$276K 0.04%
3,685
– –
NWL icon
203
Newell Brands
NWL
$2.56B
$271K 0.04%
5,160
– –
O icon
204
Realty Income
O
$59.1B
$271K 0.04%
4,182
+207
+5% +$13.7K
NEE icon
205
NextEra Energy
NEE
$177B
$266K 0.04%
8,712
-824
-9% -$26K
BSJG
206
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$264K 0.04%
10,258
– –
KKR icon
207
KKR & Co
KKR
$92.3B
$263K 0.04%
18,495
+2,202
+14% +$31.2K
ABBV icon
208
AbbVie
ABBV
$435B
$262K 0.04%
4,158
+247
+6% +$16K
BBRC
209
DELISTED
Columbia Beyond BRICs ETF
BBRC
$262K 0.04%
16,250
-960
-6% -$15.4K
RJF icon
210
Raymond James Financial
RJF
$34B
$261K 0.04%
6,750
– –
UNH icon
211
UnitedHealth
UNH
$370B
$260K 0.04%
1,858
+108
+6% +$15.1K
IWD icon
212
iShares Russell 1000 Value ETF
IWD
$83.7B
$258K 0.04%
2,450
+2,303
+1,567% +$243K
RSP icon
213
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$257K 0.04%
3,078
– –
CAT icon
214
Caterpillar
CAT
$387B
$255K 0.04%
2,879
-88
-3% -$7.2K
CORP icon
215
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$249K 0.04%
2,342
+701
+43% +$74.8K
VOT icon
216
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$249K 0.04%
2,345
+74
+3% +$7.83K
FITB
217
Fifth Third Bancorp
FITB
$51.8B
$248K 0.04%
12,163
+462
+4% +$8.92K
ABT icon
218
Abbott
ABT
$187B
$247K 0.04%
5,864
+520
+10% +$22.3K
SLV icon
219
iShares Silver Trust
SLV
$30.7B
$245K 0.04%
13,495
+12,300
+1,029% +$229K
BKLN icon
220
Invesco Senior Loan ETF
BKLN
$6.81B
$240K 0.04%
10,356
+344
+3% +$7.97K
EOG icon
221
EOG Resources
EOG
$70.7B
$238K 0.04%
2,464
-96
-4% -$8.43K
CXP
222
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$228K 0.03%
10,213
+733
+8% +$17.1K
AXP icon
223
American Express
AXP
$230B
$225K 0.03%
3,527
-125
-3% -$8.03K
BHI
224
DELISTED
Baker Hughes
BHI
$225K 0.03%
4,476
– –
PHYS icon
225
Sprott Physical Gold
PHYS
$15.7B
$224K 0.03%
20,500
– –
7 8
9
10 11

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.