CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TJX icon
201
TJX Companies
TJX
$155B
$262K 0.04%
6,786
+1,242
+22% +$48K
ACWI icon
202
iShares MSCI ACWI ETF
ACWI
$22.1B
$261K 0.04%
4,648
– –
SEP
203
DELISTED
Spectra Engy Parters Lp
SEP
$261K 0.04%
5,538
– –
BP icon
204
BP
BP
$87.4B
$259K 0.04%
8,680
+128
+1% +$3.82K
AGG icon
205
iShares Core US Aggregate Bond ETF
AGG
$131B
$257K 0.04%
2,287
+224
+11% +$25.2K
NWL icon
206
Newell Brands
NWL
$2.68B
$250K 0.04%
5,160
+160
+3% +$7.75K
SSB icon
207
SouthState Bank Corporation
SSB
$10.4B
$250K 0.04%
3,685
– –
RSP icon
208
Invesco S&P 500 Equal Weight ETF
RSP
$74.1B
$247K 0.04%
3,078
– –
UNH icon
209
UnitedHealth
UNH
$286B
$247K 0.04%
1,750
+200
+13% +$28.2K
ABBV icon
210
AbbVie
ABBV
$375B
$242K 0.04%
3,911
-14
-0.4% -$866
HSY icon
211
Hershey
HSY
$37.6B
$239K 0.04%
2,106
+50
+2% +$5.67K
YUM icon
212
Yum! Brands
YUM
$40.1B
$234K 0.04%
3,939
+1
+0% +$59
VOT icon
213
Vanguard Mid-Cap Growth ETF
VOT
$17.5B
$231K 0.04%
2,271
+143
+7% +$14.5K
BKLN icon
214
Invesco Senior Loan ETF
BKLN
$6.98B
$229K 0.04%
10,012
+4,614
+85% +$106K
CEFL
215
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$228K 0.04%
13,590
-9,910
-42% -$166K
PHYS icon
216
Sprott Physical Gold
PHYS
$12.8B
$225K 0.04%
20,500
– –
SGOL icon
217
abrdn Physical Gold Shares ETF
SGOL
$5.72B
$225K 0.04%
17,500
– –
CAT icon
218
Caterpillar
CAT
$198B
$224K 0.04%
2,967
+222
+8% +$16.8K
AXP icon
219
American Express
AXP
$227B
$221K 0.04%
3,652
-14
-0.4% -$847
RJF icon
220
Raymond James Financial
RJF
$33B
$221K 0.04%
6,750
– –
SIVR icon
221
abrdn Physical Silver Shares ETF
SIVR
$2.53B
$220K 0.04%
12,000
– –
ESRX
222
DELISTED
Express Scripts Holding Company
ESRX
$217K 0.04%
2,872
– –
VO icon
223
Vanguard Mid-Cap ETF
VO
$87.3B
$214K 0.04%
1,735
+5
+0.3% +$617
BCS.PRD.CL
224
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$214K 0.04%
8,300
– –
EOG icon
225
EOG Resources
EOG
$64.4B
$213K 0.04%
2,560
– –
7 8
9
10 11