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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TREE icon
176
LendingTree
TREE
$453M
$729K 0.06%
2,376
– –
AUB icon
177
Atlantic Union Bankshares
AUB
$5.95B
$727K 0.06%
34,041
– –
AFL icon
178
Aflac
AFL
$61.2B
$724K 0.06%
19,926
-116
-0.6% -$4.22K
ETN icon
179
Eaton
ETN
$173B
$716K 0.06%
7,026
– –
WFC icon
180
Wells Fargo
WFC
$265B
$712K 0.06%
30,288
-5,242
-15% -$129K
AJG icon
181
Arthur J. Gallagher & Co
AJG
$64.7B
$698K 0.05%
6,617
-1,000
-13% -$104K
SPTS icon
182
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$693K 0.05%
22,589
-11,664
-34% -$358K
GILD icon
183
Gilead Sciences
GILD
$165B
$692K 0.05%
10,952
+321
+3% +$22.3K
ITW icon
184
Illinois Tool Works
ITW
$83.9B
$691K 0.05%
3,579
+56
+2% +$10.6K
XSW icon
185
State Street SPDR S&P Software & Services ETF
XSW
$497M
$681K 0.05%
+5,715
New +$670K
BX icon
186
Blackstone
BX
$113B
$676K 0.05%
12,953
-4,000
-24% -$214K
AMT icon
187
American Tower
AMT
$78.8B
$673K 0.05%
2,787
– –
AOR icon
188
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
$668K 0.05%
13,807
-715
-5% -$34.5K
XLF icon
189
State Street Financial Select Sector SPDR ETF
XLF
$59B
$666K 0.05%
27,705
-5,396
-16% -$131K
VYM icon
190
Vanguard High Dividend Yield ETF
VYM
$83.7B
$657K 0.05%
8,124
-211
-3% -$17.3K
BDX icon
191
Becton Dickinson
BDX
$48.9B
$640K 0.05%
2,821
-370
-12% -$90.9K
IUSV icon
192
iShares Core S&P US Value ETF
IUSV
$27.8B
$637K 0.05%
11,747
+178
+2% +$9.73K
MA icon
193
Mastercard
MA
$493B
$636K 0.05%
1,881
+117
+7% +$38K
TMO icon
194
Thermo Fisher Scientific
TMO
$222B
$631K 0.05%
1,431
-2
-0.1% -$826
IGV icon
195
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
$621K 0.05%
9,990
-1,185
-11% -$71.2K
MDLZ icon
196
Mondelez International
MDLZ
$78.5B
$617K 0.05%
10,747
-179
-2% -$9.96K
SOXX icon
197
iShares Semiconductor ETF
SOXX
$44.8B
$614K 0.05%
6,054
+105
+2% +$10.3K
LVHB
198
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$608K 0.05%
+19,147
New +$594K
PFM icon
199
Invesco Dividend Achievers ETF
PFM
$809M
$605K 0.05%
20,015
+49
+0.2% +$1.47K
IEFA icon
200
iShares Core MSCI EAFE ETF
IEFA
$195B
$582K 0.04%
9,660
-643
-6% -$38.8K
6 7
8
9 10

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.