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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
(+7.6%)
Cap. Flow
+$48.1M
Cap. Flow
% of AUM
4.19%
Top 10 Holdings %
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$20.5M |
| 2 |
Global X Adaptive US Factor ETF
AUSF
|
+$16.4M |
| 3 |
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
|
+$11M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.76M |
| 5 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$7.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
|
+$22.5M |
| 2 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$22.2M |
| 3 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$13.2M |
| 4 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$4.72M |
| 5 |
JPMorgan Diversified Return International Equity ETF
JPIN
|
+$4.59M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.75% |
| 2 | Technology | 5.61% |
| 3 | Healthcare | 3.09% |
| 4 | Energy | 2.58% |
| 5 | Consumer Staples | 2.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Adobe
ADBE
$103B
| $648K | 0.06% |
2,200
+510
| +30% | +$142K |
|
177
iShares Expanded Tech-Software Sector ETF
IGV
$14.1B
| $639K | 0.06% |
14,635
+7,570
| +107% | +$324K |
|
178
Coca-Cola Consolidated
COKE
$12.5B
| $628K | 0.05% |
21,000
| – | – |
|
179
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
| $620K | 0.05% |
3,962
+26
| +0.7% | +$4.02K |
|
180
Blackstone
BX
$107B
| $617K | 0.05% |
13,907
-4,173
| -23% | -$166K |
|
181
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
| $616K | 0.05% |
8,484
-206
| -2% | -$14.8K |
|
182
UnitedHealth
UNH
$367B
| $615K | 0.05% |
2,524
+784
| +45% | +$189K |
|
183
Mondelez International
MDLZ
$80.1B
| $611K | 0.05% |
11,345
-532
| -4% | -$27.6K |
|
184
Invesco Bloomberg Pricing Power ETF
POWA
$182M
| $609K | 0.05% |
11,535
+232
| +2% | +$11.9K |
|
185
WisdomTree Dynamic International Equity Fund
DDWM
$1.5B
| $607K | 0.05% |
20,934
+14,622
| +232% | +$423K |
|
|
BNY
186
Bank of New York Mellon
BNY
$108B
| $605K | 0.05% |
13,718
-1,022
| -7% | -$48K |
|
187
Northwest Bancshares
NWBI
$2.29B
| $605K | 0.05% |
34,386
+414
| +1% | +$7.1K |
|
|
NVO
188
Novo Nordisk
NVO
$203B
| $602K | 0.05% |
23,610
+738
| +3% | +$18.2K |
|
|
189
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.89B
| $598K | 0.05% |
11,019
-417,253
| -97% | -$22.2M |
|
190
Qualcomm
QCOM
$168B
| $596K | 0.05% |
7,839
+1,519
| +24% | +$111K |
|
191
Emerson Electric
EMR
$87.5B
| $593K | 0.05% |
8,896
-26
| -0.3% | -$1.74K |
|
192
iShares Global Tech ETF
IXN
$8.74B
| $587K | 0.05% |
19,650
+258
| +1% | +$7.54K |
|
193
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
| $587K | 0.05% |
22,680
+3,145
| +16% | +$80K |
|
194
Eaton
ETN
$174B
| $579K | 0.05% |
6,954
+600
| +9% | +$48.6K |
|
195
Kinder Morgan
KMI
$69.7B
| $575K | 0.05% |
27,551
+4,885
| +22% | +$98.5K |
|
196
Citigroup
C
$224B
| $574K | 0.05% |
8,207
-200
| -2% | -$13.4K |
|
|
RDS.A
197
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $574K | 0.05% |
8,831
+339
| +4% | +$21.7K |
|
198
Yum! Brands
YUM
$41.6B
| $563K | 0.05% |
5,087
-2,662
| -34% | -$276K |
|
199
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
| $547K | 0.05% |
3,669
+106
| +3% | +$15.5K |
|
200
iShares US Medical Devices ETF
IHI
$3.36B
| $546K | 0.05% |
13,608
+8,622
| +173% | +$326K |
|
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Carroll Financial Associates's Q2 2019 Portfolio in Review
As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.
- Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
- Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
- Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
- Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
- Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
- Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
- Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.
Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.