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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AHRT
176
AH Realty Trust
AHRT
$517M
$420K 0.05%
29,385
– –
POWA icon
177
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$410K 0.05%
9,269
-3,232
-26% -$153K
CVS icon
178
CVS Health
CVS
$122B
$405K 0.05%
5,915
+136
+2% +$10.2K
NVS icon
179
Novartis
NVS
$297B
$404K 0.05%
5,312
+166
+3% +$12.9K
ADBE icon
180
Adobe
ADBE
$105B
$401K 0.04%
1,750
-30
-2% -$7.24K
SBUX icon
181
Starbucks
SBUX
$120B
$401K 0.04%
6,316
-129
-2% -$8.07K
XLK icon
182
State Street Technology Select Sector SPDR ETF
XLK
$124B
$399K 0.04%
12,868
-13,868
-52% -$469K
VB icon
183
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$397K 0.04%
2,916
+205
+8% +$29.8K
HON icon
184
Honeywell
HON
$78B
$396K 0.04%
3,107
-248
-7% -$33.9K
YUM icon
185
Yum! Brands
YUM
$41.1B
$396K 0.04%
4,336
– –
FNDA icon
186
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$394K 0.04%
23,114
+4,024
+21% +$73.7K
COKE icon
187
Coca-Cola Consolidated
COKE
$12.8B
$389K 0.04%
21,000
– –
RTN
188
DELISTED
Raytheon Company
RTN
$389K 0.04%
2,504
-9
-0.4% -$1.61K
ACWI icon
189
iShares MSCI ACWI ETF
ACWI
$33.5B
$387K 0.04%
5,914
+4,800
+431% +$330K
IVW icon
190
iShares S&P 500 Growth ETF
IVW
$77.6B
$387K 0.04%
10,144
-3,548
-26% -$144K
KMB icon
191
Kimberly-Clark
KMB
$36.5B
$382K 0.04%
3,374
-100
-3% -$11.1K
SDY icon
192
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$382K 0.04%
4,236
+445
+12% +$42K
TJX icon
193
TJX Companies
TJX
$178B
$380K 0.04%
8,152
– –
CBL
194
DELISTED
CBL& Associates Properties, Inc.
CBL
$380K 0.04%
166,970
-37,270
-18% -$109K
GSEW icon
195
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.97B
$368K 0.04%
9,100
-4,300
-32% -$184K
ITW icon
196
Illinois Tool Works
ITW
$84.5B
$361K 0.04%
2,839
-27
-0.9% -$3.56K
VWO icon
197
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$357K 0.04%
9,193
+2,883
+46% +$112K
PPG icon
198
PPG Industries
PPG
$26.6B
$355K 0.04%
3,543
+50
+1% +$5.18K
VRP icon
199
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$351K 0.04%
15,088
-1,606
-10% -$38.4K
TGT icon
200
Target
TGT
$68B
$350K 0.04%
5,025
-98
-2% -$7.54K
6 7
8
9 10

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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.