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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXH icon
176
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.95B
$465K 0.05%
22,504
+15,400
+217% +$342K
META icon
177
Meta Platforms (Facebook)
META
$1.5T
$456K 0.05%
2,349
+384
+20% +$69.4K
GLD icon
178
SPDR Gold Trust
GLD
$138B
$451K 0.05%
3,806
+85
+2% +$10.5K
AEP icon
179
American Electric Power
AEP
$68.2B
$449K 0.05%
6,491
-490
-7% -$33K
IAT icon
180
iShares US Regional Banks ETF
IAT
$681M
$449K 0.05%
9,140
+480
+6% +$24.6K
NEE icon
181
NextEra Energy
NEE
$176B
$447K 0.05%
10,724
+536
+5% +$21.6K
AHRT
182
AH Realty Trust
AHRT
$515M
$437K 0.05%
29,385
– –
CLX icon
183
Clorox
CLX
$12.8B
$437K 0.05%
3,236
-67
-2% -$8.27K
VRP icon
184
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$437K 0.05%
17,607
-39
-0.2% -$974
ADBE icon
185
Adobe
ADBE
$103B
$433K 0.05%
1,780
-19
-1% -$4.49K
BEN icon
186
Franklin Resources
BEN
$17.3B
$432K 0.05%
13,500
+2,100
+18% +$70.3K
UNH icon
187
UnitedHealth
UNH
$367B
$432K 0.05%
1,764
+220
+14% +$52.8K
BP icon
188
BP
BP
$109B
$426K 0.05%
9,924
-305
-3% -$12.8K
C icon
189
Citigroup
C
$224B
$420K 0.04%
6,277
+855
+16% +$58.9K
VB icon
190
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$418K 0.04%
2,686
+900
+50% +$138K
IYW icon
191
iShares US Technology ETF
IYW
$24.8B
$406K 0.04%
9,132
-220
-2% -$9.73K
RF icon
192
Regions Financial
RF
$26.8B
$402K 0.04%
22,644
-49
-0.2% -$918
RJF icon
193
Raymond James Financial
RJF
$34.5B
$402K 0.04%
6,750
– –
CMCSA icon
194
Comcast
CMCSA
$89.3B
$401K 0.04%
12,234
+1,444
+13% +$47K
AMT icon
195
American Tower
AMT
$79.8B
$395K 0.04%
2,740
+333
+14% +$46.3K
ITW icon
196
Illinois Tool Works
ITW
$84.8B
$395K 0.04%
2,854
-26
-0.9% -$3.85K
IWD icon
197
iShares Russell 1000 Value ETF
IWD
$83.2B
$394K 0.04%
3,250
– –
PNFP icon
198
Pinnacle Financial Partners Inc
PNFP
$16.1B
$390K 0.04%
6,365
+823
+15% +$53.5K
QCOM icon
199
Qualcomm
QCOM
$168B
$382K 0.04%
6,818
-397
-6% -$22.2K
FNDA icon
200
Schwab Fundamental US Small Company Index ETF
FNDA
$9.27B
$380K 0.04%
19,082
+316
+2% +$6.17K
6 7
8
9 10

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TU
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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.