CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.5M
Cap. Flow %
8.18%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
327
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$2.49M
5
XOM icon
Exxon Mobil
XOM
$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$945K
3
WT icon
WisdomTree
WT
$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BND icon
176
Vanguard Total Bond Market
BND
$134B
$345K 0.05%
4,108
+138
+3% +$11.6K
VEA icon
177
Vanguard FTSE Developed Markets ETF
VEA
$170B
$343K 0.05%
9,189
+80
+0.9% +$2.99K
APC
178
DELISTED
Anadarko Petroleum
APC
$339K 0.05%
5,353
-125
-2% -$7.92K
GOOG icon
179
Alphabet (Google) Class C
GOOG
$2.81T
$338K 0.05%
8,720
-40
-0.5% -$1.55K
LLY icon
180
Eli Lilly
LLY
$667B
$331K 0.05%
4,127
+150
+4% +$12K
BSJH
181
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$331K 0.05%
12,795
+2,515
+24% +$65.1K
ZBH icon
182
Zimmer Biomet
ZBH
$20.7B
$327K 0.05%
2,598
– –
ITW icon
183
Illinois Tool Works
ITW
$77.3B
$323K 0.05%
2,701
– –
TJX icon
184
TJX Companies
TJX
$157B
$322K 0.05%
8,628
+1,842
+27% +$68.7K
YUM icon
185
Yum! Brands
YUM
$39.8B
$320K 0.05%
4,913
+974
+25% +$63.4K
JCI icon
186
Johnson Controls International
JCI
$70B
$318K 0.05%
6,838
+52
+0.8% +$2.42K
IYW icon
187
iShares US Technology ETF
IYW
$23B
$317K 0.05%
10,660
+4,520
+74% +$134K
MGK icon
188
Vanguard Mega Cap Growth ETF
MGK
$29.1B
$314K 0.05%
3,590
+330
+10% +$28.9K
NSC icon
189
Norfolk Southern
NSC
$62.8B
$306K 0.05%
3,159
+804
+34% +$77.9K
XMLV icon
190
Invesco S&P MidCap Low Volatility ETF
XMLV
$814M
$298K 0.04%
7,670
+388
+5% +$15.1K
ED icon
191
Consolidated Edison
ED
$35.2B
$296K 0.04%
3,933
+200
+5% +$15.1K
IAT icon
192
iShares US Regional Banks ETF
IAT
$656M
$292K 0.04%
8,325
+6,360
+324% +$223K
ACWI icon
193
iShares MSCI ACWI ETF
ACWI
$22.1B
$289K 0.04%
4,898
+250
+5% +$14.8K
LUMN icon
194
Lumen
LUMN
$5.16B
$287K 0.04%
10,490
+403
+4% +$11K
GSIE icon
195
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$4.21B
$286K 0.04%
11,417
+379
+3% +$9.49K
AMT icon
196
American Tower
AMT
$91.2B
$283K 0.04%
2,504
-27
-1% -$3.05K
DLTR icon
197
Dollar Tree
DLTR
$20.2B
$282K 0.04%
3,579
-100
-3% -$7.88K
EFA icon
198
iShares MSCI EAFE ETF
EFA
$65.9B
$282K 0.04%
4,781
-705
-13% -$41.6K
SBUX icon
199
Starbucks
SBUX
$98.9B
$282K 0.04%
5,223
+416
+9% +$22.5K
PPG icon
200
PPG Industries
PPG
$24.7B
$281K 0.04%
2,722
– –
6 7
8
9 10