We are live on
!
Find out more
CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
(+11%)
Cap. Flow
+$54.1M
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$16.4M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$11.6M |
| 3 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$3.36M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$2.45M |
| 5 |
ExxonMobil
XOM
|
+$2.01M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
|
+$2.12M |
| 2 |
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
|
+$945K |
| 3 |
WisdomTree
WT
|
+$765K |
| 4 |
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
|
+$535K |
| 5 |
Global X MLP & Energy Infrastructure ETF
MLPX
|
+$516K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.9% |
| 2 | Technology | 6.08% |
| 3 | Energy | 4.49% |
| 4 | Healthcare | 4.43% |
| 5 | Consumer Staples | 4.15% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Vanguard Total Bond Market
BND
$158B
| $345K | 0.05% |
4,108
+138
| +3% | +$11.6K |
|
177
Vanguard FTSE Developed Markets ETF
VEA
$236B
| $343K | 0.05% |
9,189
+80
| +0.9% | +$2.94K |
|
|
APC
178
DELISTED
Anadarko Petroleum
APC
| $339K | 0.05% |
5,353
-125
| -2% | -$6.97K |
|
179
Alphabet (Google) Class C
GOOG
$4.32T
| $338K | 0.05% |
8,720
-40
| -0.5% | -$1.52K |
|
180
Eli Lilly
LLY
$1.06T
| $331K | 0.05% |
4,127
+150
| +4% | +$12K |
|
|
BSJH
181
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
| $331K | 0.05% |
12,795
+2,515
| +24% | +$65.1K |
|
182
Zimmer Biomet
ZBH
$18.4B
| $327K | 0.05% |
2,598
| – | – |
|
183
Illinois Tool Works
ITW
$85.3B
| $323K | 0.05% |
2,701
| – | – |
|
184
TJX Companies
TJX
$178B
| $322K | 0.05% |
8,628
+1,842
| +27% | +$72.1K |
|
185
Yum! Brands
YUM
$41.1B
| $320K | 0.05% |
4,913
+974
| +25% | +$62.2K |
|
186
Johnson Controls International
JCI
$92.2B
| $318K | 0.05% |
6,838
+52
| +0.8% | +$2.41K |
|
187
iShares US Technology ETF
IYW
$25.2B
| $317K | 0.05% |
10,660
+4,520
| +74% | +$130K |
|
188
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.2B
| $314K | 0.05% |
17,950
+1,650
| +10% | +$28.7K |
|
189
Norfolk Southern
NSC
$75.1B
| $306K | 0.05% |
3,159
+804
| +34% | +$73.2K |
|
190
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
| $298K | 0.04% |
7,670
+388
| +5% | +$15.3K |
|
191
Consolidated Edison
ED
$39.8B
| $296K | 0.04% |
3,933
+200
| +5% | +$15.5K |
|
192
iShares US Regional Banks ETF
IAT
$681M
| $292K | 0.04% |
8,325
+6,360
| +324% | +$218K |
|
193
iShares MSCI ACWI ETF
ACWI
$33.5B
| $289K | 0.04% |
4,898
+250
| +5% | +$14.6K |
|
194
Lumen
LUMN
$6.44B
| $287K | 0.04% |
10,490
+403
| +4% | +$11.8K |
|
195
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
| $286K | 0.04% |
11,417
+379
| +3% | +$9.38K |
|
196
American Tower
AMT
$80.4B
| $283K | 0.04% |
2,504
-27
| -1% | -$3.09K |
|
197
Dollar Tree
DLTR
$25.2B
| $282K | 0.04% |
3,579
-100
| -3% | -$9K |
|
198
iShares MSCI EAFE ETF
EFA
$80.2B
| $282K | 0.04% |
4,781
-705
| -13% | -$40.9K |
|
199
Starbucks
SBUX
$120B
| $282K | 0.04% |
5,223
+416
| +9% | +$23.3K |
|
200
PPG Industries
PPG
$26.6B
| $281K | 0.04% |
2,722
| – | – |
|
Similar funds
TU
NFG
6M
RFA
CCT
C
CC
RM
Carroll Financial Associates's Q3 2016 Portfolio in Review
As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.
By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.
- Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
- Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
- Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
- Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
- Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
- Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
- Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.
Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.