We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
176
Eli Lilly
LLY
$995B
$313K 0.05%
3,977
-300
-7% -$22.6K
RACE icon
177
Ferrari
RACE
$70.8B
$312K 0.05%
7,679
-990
-11% -$42K
NEE icon
178
NextEra Energy
NEE
$182B
$310K 0.05%
9,536
+280
+3% +$8.41K
EFA icon
179
iShares MSCI EAFE ETF
EFA
$79.3B
$306K 0.05%
5,486
-1,991
-27% -$115K
SDY icon
180
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$304K 0.05%
3,630
-26
-0.7% -$2.11K
GOOG icon
181
Alphabet (Google) Class C
GOOG
$4.59T
$303K 0.05%
8,760
+220
+3% +$7.9K
ZBH icon
182
Zimmer Biomet
ZBH
$18.5B
$303K 0.05%
2,598
– –
RWO icon
183
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$301K 0.05%
5,994
+2,852
+91% +$140K
ED icon
184
Consolidated Edison
ED
$39.8B
$300K 0.05%
3,733
– –
AMZN icon
185
Amazon
AMZN
$2.99T
$299K 0.05%
8,380
+440
+6% +$14.9K
LUMN icon
186
Lumen
LUMN
$6.91B
$292K 0.05%
10,087
+204
+2% +$5.94K
APC
187
DELISTED
Anadarko Petroleum
APC
$291K 0.05%
5,478
– –
CMCSA icon
188
Comcast
CMCSA
$87.2B
$289K 0.05%
8,884
-202
-2% -$6.27K
AMT icon
189
American Tower
AMT
$80.6B
$287K 0.05%
2,531
-150
-6% -$16K
XMLV icon
190
Invesco S&P MidCap Low Volatility ETF
XMLV
$751M
$285K 0.05%
7,282
+435
+6% +$16.2K
PPG icon
191
PPG Industries
PPG
$25.3B
$283K 0.05%
2,722
-322
-11% -$35.2K
ITW icon
192
Illinois Tool Works
ITW
$83B
$281K 0.05%
2,701
-83
-3% -$8.69K
SBUX icon
193
Starbucks
SBUX
$120B
$274K 0.05%
4,807
+1
+0% +$57
MGK icon
194
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$272K 0.05%
16,300
– –
O icon
195
Realty Income
O
$58.7B
$267K 0.04%
3,975
+577
+17% +$35K
PRFZ icon
196
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.87B
$267K 0.04%
13,770
+1,295
+10% +$24.9K
BBRC
197
DELISTED
Columbia Beyond BRICs ETF
BBRC
$266K 0.04%
17,210
-2,110
-11% -$32.8K
BSJH
198
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$265K 0.04%
10,280
+430
+4% +$11K
GSIE icon
199
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.08B
$264K 0.04%
11,038
+10,208
+1,230% +$249K
BSJG
200
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$264K 0.04%
10,258
+368
+4% +$9.49K
6 7
8
9 10

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.