CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LLY icon
176
Eli Lilly
LLY
$652B
$313K 0.05%
3,977
-300
-7% -$23.6K
RACE icon
177
Ferrari
RACE
$87.6B
$312K 0.05%
7,679
-990
-11% -$40.2K
NEE icon
178
NextEra Energy, Inc.
NEE
$145B
$310K 0.05%
9,536
+280
+3% +$9.1K
EFA icon
179
iShares MSCI EAFE ETF
EFA
$66.1B
$306K 0.05%
5,486
-1,991
-27% -$111K
SDY icon
180
SPDR S&P Dividend ETF
SDY
$20.5B
$304K 0.05%
3,630
-26
-0.7% -$2.18K
GOOG icon
181
Alphabet (Google) Class C
GOOG
$2.81T
$303K 0.05%
8,760
+220
+3% +$7.61K
ZBH icon
182
Zimmer Biomet
ZBH
$20.8B
$303K 0.05%
2,598
– –
RWO icon
183
SPDR Dow Jones Global Real Estate ETF
RWO
$1.13B
$301K 0.05%
5,994
+2,852
+91% +$143K
ED icon
184
Consolidated Edison
ED
$35.3B
$300K 0.05%
3,733
– –
AMZN icon
185
Amazon
AMZN
$2.48T
$299K 0.05%
8,380
+440
+6% +$15.7K
LUMN icon
186
Lumen
LUMN
$4.87B
$292K 0.05%
10,087
+204
+2% +$5.91K
APC
187
DELISTED
Anadarko Petroleum
APC
$291K 0.05%
5,478
– –
CMCSA icon
188
Comcast
CMCSA
$125B
$289K 0.05%
8,884
-202
-2% -$6.57K
AMT icon
189
American Tower
AMT
$93.2B
$287K 0.05%
2,531
-150
-6% -$17K
XMLV icon
190
Invesco S&P MidCap Low Volatility ETF
XMLV
$816M
$285K 0.05%
7,282
+435
+6% +$17K
PPG icon
191
PPG Industries
PPG
$24.9B
$283K 0.05%
2,722
-322
-11% -$33.5K
ITW icon
192
Illinois Tool Works
ITW
$77.2B
$281K 0.05%
2,701
-83
-3% -$8.64K
SBUX icon
193
Starbucks
SBUX
$97.8B
$274K 0.05%
4,807
+1
+0% +$57
MGK icon
194
Vanguard Mega Cap Growth ETF
MGK
$29B
$272K 0.05%
3,260
– –
O icon
195
Realty Income
O
$53.8B
$267K 0.04%
3,975
+577
+17% +$38.8K
PRFZ icon
196
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.54B
$267K 0.04%
13,770
+1,295
+10% +$25.1K
BBRC
197
DELISTED
Columbia Beyond BRICs ETF
BBRC
$266K 0.04%
17,210
-2,110
-11% -$32.6K
BSJH
198
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$265K 0.04%
10,280
+430
+4% +$11.1K
GSIE icon
199
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$4.22B
$264K 0.04%
11,038
+10,208
+1,230% +$244K
BSJG
200
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$264K 0.04%
10,258
+368
+4% +$9.47K
6 7
8
9 10