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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIVO
1776
DELISTED
Meridian Bioscience Inc
VIVO
$0 ﹤0.01%
3
– –
CLR
1777
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$0 ﹤0.01%
2
– –
LFC
1778
DELISTED
China Life Insurance Company Ltd.
LFC
$0 ﹤0.01%
2
– –
ACC
1779
DELISTED
American Campus Communities, Inc.
ACC
– –
-55
Closed -$2K
FRLG
1780
DELISTED
Large Cap Growth Index-Linked Exchange Traded Notes due 2028
FRLG
– –
-90
Closed -$10K
MGLN
1781
DELISTED
Magellan Health Services, Inc.
MGLN
$0 ﹤0.01%
15
– –
BMTC
1782
DELISTED
Bryn Mawr Bank Corp
BMTC
$0 ﹤0.01%
26
– –
FLGE
1783
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
– –
-288
Closed -$78K
FEUL
1784
DELISTED
Credit Suisse FI Enhanced Europe 50 Exchange Traded Notes due May 11, 2028 Linked to the STOXX Europ
FEUL
– –
-27
Closed -$2K
BSCL
1785
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-583
Closed -$12K
CLDR
1786
DELISTED
Cloudera, Inc.
CLDR
$0 ﹤0.01%
100
– –
SQBG
1787
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
0
– –
CORE
1788
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-4,185
Closed -$166K
BPY
1789
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-151
Closed -$2K
GRUB
1790
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-22
Closed -$3K
PRSP
1791
DELISTED
Perspecta Inc. Common Stock
PRSP
$0 ﹤0.01%
14
-2
-13% -$49
VAR
1792
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-19
Closed -$2K
MIK
1793
DELISTED
Michaels Stores, Inc
MIK
– –
-60
Closed –
ZAGG
1794
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$0 ﹤0.01%
3
– –
AIG.WS
1795
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
48
– –
TIF
1796
DELISTED
Tiffany & Co.
TIF
$0 ﹤0.01%
1
– –
HDS
1797
DELISTED
HD Supply Holdings, Inc.
HDS
$0 ﹤0.01%
3
– –
VER
1798
DELISTED
VEREIT, Inc.
VER
– –
-500
Closed -$22K
FLEU
1799
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN Series B
FLEU
– –
-403
Closed -$39K
GPOR
1800
DELISTED
Gulfport Energy Corp.
GPOR
$0 ﹤0.01%
315
– –
70 71
72
73 74

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.