We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRNS icon
1726
Varonis Systems
VRNS
$5B
– –
-51
Closed -$1K
VST icon
1727
Vistra
VST
$47.4B
$0 ﹤0.01%
16
– –
VWOB icon
1728
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$0 ﹤0.01%
8
– –
WGO icon
1729
Winnebago Industries
WGO
$909M
$0 ﹤0.01%
1
– –
WIW
1730
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
– –
-451
Closed -$5K
WIT icon
1731
Wipro
WIT
$20B
– –
-28
Closed –
WTRE icon
1732
WisdomTree New Economy Real Estate Fund
WTRE
$15.8M
– –
-36
Closed -$1K
WU icon
1733
Western Union
WU
$2.21B
$0 ﹤0.01%
7
– –
WW
1734
DELISTED
WW International
WW
$0 ﹤0.01%
2
– –
XES icon
1735
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$364M
– –
-3
Closed –
XHR
1736
Xenia Hotels & Resorts
XHR
$1.79B
$0 ﹤0.01%
2
– –
XLC icon
1737
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$0 ﹤0.01%
15
– –
XPO icon
1738
XPO
XPO
$23.7B
– –
-194
Closed -$3K
XSOE icon
1739
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
– –
-164
Closed -$4K
YELP icon
1740
Yelp
YELP
$1.41B
$0 ﹤0.01%
17
– –
YPF icon
1741
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
– –
-443
Closed -$8K
Z icon
1742
Zillow
Z
$7.56B
– –
-51
Closed -$2K
ZG icon
1743
Zillow
ZG
$7.63B
– –
-25
Closed -$1K
ARQ icon
1744
Arq
ARQ
$89.3M
$0 ﹤0.01%
3
– –
ATYR
1745
aTyr Pharma
ATYR
$50.1M
$0 ﹤0.01%
+1
New +$4
TXNM
1746
TXNM Energy Inc
TXNM
$5.94B
$0 ﹤0.01%
10
– –
INVX
1747
Innovex International
INVX
$1.97B
$0 ﹤0.01%
12
– –
PENG
1748
Penguin Solutions Inc
PENG
$2.99B
$0 ﹤0.01%
2
– –
FLG
1749
Flagstar Bank National Association
FLG
$5.82B
– –
-172
Closed -$5K
VIVS
1750
VivoSim Labs
VIVS
$1.64M
– –
-4
Closed –
68 69
70
71 72

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.