We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
151
SPDR Gold Trust
GLD
$143B
$992K 0.08%
5,606
-817
-13% -$147K
UNH icon
152
UnitedHealth
UNH
$371B
$988K 0.08%
3,170
+75
+2% +$23K
QCOM icon
153
Qualcomm
QCOM
$170B
$987K 0.08%
8,395
+377
+5% +$40.3K
BABA icon
154
Alibaba
BABA
$317B
$975K 0.08%
3,319
+489
+17% +$129K
BA icon
155
Boeing
BA
$184B
$955K 0.07%
5,780
-560
-9% -$95.4K
DE icon
156
Deere & Co
DE
$165B
$950K 0.07%
4,287
-57
-1% -$11K
MO icon
157
Altria Group
MO
$109B
$915K 0.07%
23,694
-470
-2% -$19.6K
CMCSA icon
158
Comcast
CMCSA
$89.5B
$913K 0.07%
19,744
-942
-5% -$41K
USFR
159
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$907K 0.07%
36,157
-93,258
-72% -$2.34M
XMLV icon
160
Invesco S&P MidCap Low Volatility ETF
XMLV
$741M
$891K 0.07%
21,407
+1,215
+6% +$51.7K
UNP icon
161
Union Pacific
UNP
$174B
$879K 0.07%
4,469
-272
-6% -$50.5K
ORCL icon
162
Oracle
ORCL
$435B
$873K 0.07%
14,633
-823
-5% -$46.8K
KMB icon
163
Kimberly-Clark
KMB
$35.9B
$853K 0.07%
5,777
-41
-0.7% -$6.16K
SCHB icon
164
Schwab US Broad Market ETF
SCHB
$44.8B
$851K 0.07%
64,158
-2,616
-4% -$34.4K
PYPL icon
165
PayPal
PYPL
$50.5B
$834K 0.06%
4,237
-184
-4% -$34.7K
ITB icon
166
iShares US Home Construction ETF
ITB
$2.35B
$830K 0.06%
14,664
+4,864
+50% +$254K
NJAN icon
167
Innovator Growth-100 Power Buffer ETF January
NJAN
$354M
$807K 0.06%
21,585
-144,203
-87% -$5.35M
NVO
168
Novo Nordisk
NVO
$211B
$776K 0.06%
22,360
+76
+0.3% +$2.53K
VO icon
169
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$775K 0.06%
17,600
-212
-1% -$9.24K
NVDA icon
170
NVIDIA
NVDA
$5.27T
$772K 0.06%
57,080
+3,800
+7% +$44.2K
IJK icon
171
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$764K 0.06%
12,784
-520
-4% -$30.9K
POWA icon
172
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$760K 0.06%
13,670
+84
+0.6% +$4.6K
CSB icon
173
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$265M
$752K 0.06%
19,953
+18,319
+1,121% +$697K
GOVT icon
174
iShares US Treasury Bond ETF
GOVT
$43.6B
$738K 0.06%
+26,417
New +$741K
TGT icon
175
Target
TGT
$69.1B
$733K 0.06%
4,662
+20
+0.4% +$2.74K
5 6
7
8 9

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.