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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
(-4.9%)
Cap. Flow
+$64.5M
Cap. Flow
% of AUM
7.17%
Top 10 Holdings %
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$95.8M |
| 2 |
ARK Innovation ETF
ARKK
|
+$3.83M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.05M |
| 4 |
ARK Genomic Revolution ETF
ARKG
|
+$2.76M |
| 5 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$2.26M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$26.6M |
| 2 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$6.04M |
| 3 |
RTX Corp
RTX
|
+$4.17M |
| 4 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$4.03M |
| 5 |
Global X Renewable Energy Producers ETF
RNRG
|
+$3.43M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.4% |
| 2 | Technology | 5.12% |
| 3 | Healthcare | 3.27% |
| 4 | Energy | 2.86% |
| 5 | Consumer Staples | 2.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Franklin Resources
BEN
$17.2B
| $571K | 0.06% |
18,800
+2,200
| +13% | +$67.6K |
|
152
NextEra Energy
NEE
$177B
| $569K | 0.06% |
13,216
+2,228
| +20% | +$97.4K |
|
153
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
| $562K | 0.06% |
11,214
+2,312
| +26% | +$116K |
|
154
Emerson Electric
EMR
$88.3B
| $556K | 0.06% |
9,255
+40
| +0.4% | +$2.7K |
|
155
iShares MSCI EAFE ETF
EFA
$80.2B
| $535K | 0.06% |
8,898
+363
| +4% | +$22.7K |
|
|
TSC
156
DELISTED
TriState Capital Holdings, Inc.
TSC
| $529K | 0.06% |
+25,827
| New | +$627K |
|
157
iShares Core S&P US Value ETF
IUSV
$27.7B
| $488K | 0.05% |
9,748
+118
| +1% | +$6.27K |
|
158
iShares Biotechnology ETF
IBB
$9.77B
| $485K | 0.05% |
4,583
-1,529
| -25% | -$162K |
|
|
STI
159
DELISTED
SunTrust Banks, Inc.
STI
| $477K | 0.05% |
8,735
-241
| -3% | -$14.4K |
|
160
Clorox
CLX
$12.7B
| $475K | 0.05% |
3,073
-61
| -2% | -$9.5K |
|
161
Mondelez International
MDLZ
$79.9B
| $473K | 0.05% |
11,516
+9
| +0.1% | +$384 |
|
162
Genuine Parts
GPC
$18.7B
| $472K | 0.05% |
4,995
-967
| -16% | -$95.7K |
|
163
Citigroup
C
$226B
| $471K | 0.05% |
8,481
-33
| -0.4% | -$2.09K |
|
164
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
| $469K | 0.05% |
8,730
-930
| -10% | -$51.6K |
|
|
AMJ
165
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $451K | 0.05% |
18,571
-655
| -3% | -$16.6K |
|
166
iShares Global Tech ETF
IXN
$8.83B
| $448K | 0.05% |
18,702
+390
| +2% | +$10.2K |
|
167
American Tower
AMT
$80.4B
| $442K | 0.05% |
2,780
| – | – |
|
168
Comcast
CMCSA
$90B
| $441K | 0.05% |
12,467
+138
| +1% | +$5.04K |
|
169
Invesco Dividend Achievers ETF
PFM
$808M
| $438K | 0.05% |
17,544
-11,733
| -40% | -$309K |
|
170
AbbVie
ABBV
$435B
| $437K | 0.05% |
4,844
-249
| -5% | -$21.9K |
|
171
ALPS Disruptive Technologies ETF
DTEC
$75.7M
| $434K | 0.05% |
17,621
-655
| -4% | -$16.9K |
|
172
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
| $434K | 0.05% |
3,563
+8
| +0.2% | +$1.03K |
|
173
iShares US Technology ETF
IYW
$25.2B
| $429K | 0.05% |
10,652
+1,520
| +17% | +$65.8K |
|
174
Ford
F
$55.7B
| $428K | 0.05% |
51,649
+2,326
| +5% | +$20.7K |
|
175
UnitedHealth
UNH
$370B
| $422K | 0.05% |
1,759
+20
| +1% | +$5.28K |
|
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Carroll Financial Associates's Q4 2018 Portfolio in Review
As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.
Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.
- Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
- Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
- Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
- Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
- Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
- Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
- Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.
Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.